Gene Marx, Catherine Hunter
|Firm joining||Raymond James|
|Firm leaving||UBS Financial Services Inc. Inc.|
|Adviser(s) location||Charlotte, NC|
|Date||December 13, 2013|
Latest Moves to Raymond James
|Greg Vandergrift, Zach Vandergrift, Kristin Lane, Joshua Godsil||December 13, 2013|
|Jon Dayton||December 13, 2013|
|Gregory Stevens, Vince Spires||December 13, 2013|
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Firms Losing Advisers
- â€¢ Summit Brokerage Services, Inc.
- â€¢ Merrill Lynch, Pierce, Fenner & Smith Incorporated
- â€¢ Wells Fargo Clearing Services, LLC
- â€¢ Morgan Stanley
Firms Gaining Advisers
- â€¢ Cetera Advisor Networks LLC
- â€¢ LPL Financial LLC
- â€¢ Raymond James Financial Services, Inc.
- â€¢ Cambridge Investment Research, Inc.