Charles Alfred Tharnstrom, John David Tracy, Leonard Adrian Kortekaas, Christopher Alan Chapin
|Firm joining||Merrill Lynch, Pierce, Fenner & Smith Incorporated|
|Firm leaving||Credit Suisse Securities (USA) LLC|
|Adviser(s) location||Los Angeles, CA|
|Date||March 27, 2014|
Latest Moves to Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Gary Wardein, Erin Bethge||March 27, 2014|
|Amanda T. Rhodes||March 27, 2014|
|Robert Scott Banish||March 27, 2014|
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Firms Losing Advisers
- â€¢ Summit Brokerage Services, Inc.
- â€¢ Merrill Lynch, Pierce, Fenner & Smith Incorporated
- â€¢ Wells Fargo Clearing Services, LLC
- â€¢ Morgan Stanley
Firms Gaining Advisers
- â€¢ Cetera Advisor Networks LLC
- â€¢ LPL Financial LLC
- â€¢ Raymond James Financial Services, Inc.
- â€¢ Cambridge Investment Research, Inc.