Carl John Riding
|Firm joining||Independent Financial Group, LLC|
|Firm leaving||AXA Advisors, LLC|
|Adviser(s) location||Lehi, UT|
|Date||June 14, 2016|
Latest Moves to Independent Financial Group, LLC
|Daniel Eugene Rivers||June 14, 2016|
|Tony Jay Thomas||June 14, 2016|
|Lee L. Heyde||June 14, 2016|
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Firms Losing Advisers
- â€¢ FSC Securities Corporation
- â€¢ Merrill Lynch, Pierce, Fenner & Smith Incorporated
- â€¢ Wells Fargo Clearing Services, LLC
- â€¢ Morgan Stanley
Firms Gaining Advisers
- â€¢ LPL Financial LLC
- â€¢ Cambridge Investment Research, Inc.
- â€¢ Raymond James Financial Services, Inc.
- â€¢ Stifel, Nicolaus & Company, Incorporated