James Richard Kist
|Firm joining||Principal Securities, Inc.|
|Firm leaving||MML Investors Services, LLC|
|Adviser(s) location||Tampa, FL|
|Date||February 21, 2017|
Latest Moves to Principal Securities, Inc.
|Craig Timothy Charlton||February 21, 2017|
|Mark Ward||February 21, 2017|
|Guy McCauley||February 21, 2017|
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Firms Losing Advisers
- â€¢ Nationwide Securities, LLC
- â€¢ Securities America, Inc.
- â€¢ Securities America Advisors, Inc.
- â€¢ Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firms Gaining Advisers
- â€¢ LPL Financial LLC
- â€¢ Cambridge Investment Research, Inc.
- â€¢ Ameriprise Financial Services, Inc.
- â€¢ Raymond James Financial Services, Inc.