Stephen Kent Swanson
|Firm joining||Merrill Lynch, Pierce, Fenner & Smith Incorporated|
|Firm leaving||Wells Fargo Advisors Financial Network, LLC|
|Adviser(s) location||Leawood, KS|
|Date||October 30, 2017|
Latest Moves to Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Kevin Ray Hermis||October 30, 2017|
|Eric Robert Dusseault||October 30, 2017|
|Willard Edward Gombert||October 30, 2017|
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Firms Losing Advisers
- • Securities America, Inc.
- • Merrill Lynch, Pierce, Fenner & Smith Incorporated
- • Morgan Stanley
- • Wells Fargo Clearing Services, LLC
Firms Gaining Advisers
- • LPL Financial LLC
- • Raymond James Financial Services, Inc.
- • Cambridge Investment Research, Inc.
- • Ameriprise Financial Services, Inc.