Luz Angelica Barrera
|Firm joining||Principal Securities, Inc.|
|Firm leaving||Pruco Securities, LLC.|
|Adviser(s) location||Glendale, CA|
|Date||November 30, 2018|
Latest Moves to Principal Securities, Inc.
|Craig Timothy Charlton||November 30, 2018|
|Mark Ward||November 30, 2018|
|Guy McCauley||November 30, 2018|
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Firms Losing Advisers
- • Merrill Lynch, Pierce, Fenner & Smith Incorporated
- • Securities America, Inc.
- • Morgan Stanley
- • Wells Fargo Clearing Services, LLC
Firms Gaining Advisers
- • LPL Financial LLC
- • Raymond James Financial Services, Inc.
- • Cambridge Investment Research, Inc.
- • Ameriprise Financial Services, Inc.