Roger Ainsworth Graham
|Firm joining||Wells Fargo Clearing Services, LLC|
|Firm leaving||UBS Financial Services Inc.|
|Adviser(s) location||San Antonio, TX|
|Date||June 14, 2019|
Latest Moves to Wells Fargo Clearing Services, LLC
|Mario Christopher Fratto||June 14, 2019|
|Adam Lawrence Koch||June 14, 2019|
|Harold Douglas McCoy||June 14, 2019|
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Firms Losing Advisers
- â€¢ Summit Brokerage Services, Inc.
- â€¢ Merrill Lynch, Pierce, Fenner & Smith Incorporated
- â€¢ Wells Fargo Clearing Services, LLC
- â€¢ Morgan Stanley
Firms Gaining Advisers
- â€¢ Cetera Advisor Networks LLC
- â€¢ LPL Financial LLC
- â€¢ Raymond James Financial Services, Inc.
- â€¢ Cambridge Investment Research, Inc.