Gary Phelps, Alfredo Serrano
| Adviser/team AUM | $144,000,000 |
|---|---|
| Firm joining | Stifel, Nicolaus & Company, Incorporated |
| Firm leaving | Morgan Stanley |
| Adviser(s) location | Barrington, Il |
| Date | November 08, 2019 |
Latest Moves to Stifel, Nicolaus & Company, Incorporated
| Adviser(s) | Date |
|---|---|
| Sandra Wheeler | November 08, 2019 |
| Greg Ratte | November 08, 2019 |
| Jason Jungberg, Michael Ketterbaugh | November 08, 2019 |
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Firms Losing Advisers
- • FSC Securities Corporation
- • Merrill Lynch, Pierce, Fenner & Smith Incorporated
- • Wells Fargo Clearing Services, LLC
- • Morgan Stanley
Firms Gaining Advisers
- • LPL Financial LLC
- • Cambridge Investment Research, Inc.
- • Raymond James Financial Services, Inc.
- • Stifel, Nicolaus & Company, Incorporated
