Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Cutter & Co. Inc.

CUNA Brokerage Services Inc.

Crown Capital Securities L.P.

Correll Co. Investment Services Corp.

Coordinated Capital Securities Inc.

Commonwealth Equity Services, LLC dba-Commonwealth Financial Network

CFD Investments Inc.

Cetera Financial Specialists

Cetera Financial Institutions

Cetera Advisors

Cetera Advisor Networks

Century Securities Associates Inc.

Centaurus Financial Inc.

Capital Investment Co.

Capital Analysts Inc.

Cantella & Co. Inc.

Cambridge Investment Research Inc.

Calton & Associates Inc.

Cadaret, Grant & Co. Inc.

Broker Dealer Financial Services Corp.

Bolton Global Capital

Berthel Fisher & Co. Financial Services Inc.

Bernardi Securities Inc.

BCG Securities, Inc.

AXA Advisors LLC

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Advisers on the Move

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    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC
  • Steve Clark, Rick Stubbs

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC
  • Dave Bry

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC

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