Broker-dealer Data Center
Alden Securities
PO Box 744
Jenkintown, PA 19046
(215) 572-8700
Year founded: 1995
Year end: Dec 31
No. of retail offices: 1
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Key Executives
| CEO | Lee Calfo | |
Recruitment & Staffing
| 2018 | 2017 | 2016 | |
|---|---|---|---|
| No. of reps | 45 | 29 | — |
| No. of producing reps | 44 | 28 | — |
| No. of reps producing $100K-$499K /year | 35 | 21 | — |
| 2018 | 2017 | 2016 | |
|---|---|---|---|
| Total revenues | $1,964,232 | $1,663,424 | — |
| Commission revenues | $1,449,219 | $1,207,433 | — |
| Fee revenues | $1 | $1 | — |
| Total revenues: Other | 0 | 0 | — |
| 2018 | 2017 | 2016 | |
|---|---|---|---|
| Total account assets | $95,000,000 | $39,000,000 | — |
| Fee-based assets | $14,000,000 | $1 | — |
| Total account assets: Other | 0 | 0 | — |
| Average assets per rep | $2,111,111 | $1,344,828 | — |
| 2018 | 2017 | 2016 | |
|---|---|---|---|
| Excess net capital | $43,371 | $21,678 | — |
| Total operating expenses | $1,957,936 | $1,667,367 | — |
| Pre-tax earnings | $1 | $1 | — |
| Number of active client accounts | 400 | 250 | — |
| Social Media & Mobile | |||
| Allows advisers to use social media | — | ||
| Social media sites allowed | — | ||
| Dedicated mobile application for advisers? | — | ||
| Primary purpose of mobile application | — | ||
- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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