Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
Reporter Ryan W. Neal and managing editor Christina Nelson discuss what is behind the regulator's push for brokerages to self-report sales of high-cost college savings plans.
Latest news & opinion
There's growing interest among plan participants, but reluctance to add funds that take into account environmental, social and governance factors persists.
Firm's advisers will soon have access to lending products such as mortgages.
Deal will allow Envestnet to deepen integrations between MoneyGuide and its other wealth management solutions.
Insurers may turn to direct-to-consumer sales only, bypassing brokers and insurance agents.
Wirehouse says it would not be able to work there under state's current proposal.