Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm $100K-$499K reps
138Advisor Group4,362
137Alden Investment Group45
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.328
134Ameriprise Financial Services, LLC0
133Ameritas Investment Company/Ameritas Advisory Services189
132Arete Wealth31
131Arkadios Capital10
130Atria Wealth Solutions608
129Ausdal Financial Partners
128Avantax Investment Services, Inc.
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.1,578
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.362
115Century Securities Associates Inc.
114Cetera Advisor Networks
113Cetera Advisors
112Cetera Financial Institutions
111Cetera Financial Specialists
110CFD Investments Inc.49
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network897
107Concourse Financial Group Securities, Inc.184
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.41
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC1,609
97Equity Services Inc. 150
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.52
88Founders Financial50
87FSC Securities Corp.282
86GBS Financial Corp.
85Geneos Wealth Management Inc.124
84Grove Point Financial, LLC153
83Harbor Financial Services LLC
82Harbour Investments Inc.126
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC205
79Independent Financial Group, LLC259
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.
74The Investment Center Inc.121
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.334
71Kalos Capital Inc.
70Kestra Financial, Inc484
69KMS Financial Services, Inc.
68Kovack Securities, Inc.272
67LaSalle St. Securities LLC200
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network
63Lincoln Investment Planning, LLC427
62LPL Financial LLC0
61M Holdings Securities Inc. (M Securities)125
60MetLife Inc.
59MML Investors Services, LLC2,163
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.48
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual 1,547
51The O.N. Equity Sales Co.157
50Packerland Brokerage Services Inc.84
49Park Avenue Securities LLC0
48Parkland Securities, LLC130
47PlanMember Securities Corp.187
46Principal Securities, Inc. 451
45Prospera Financial Services Inc.66
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.0
39Royal Alliance Associates Inc.1,259
38SA Stone
37SagePoint Financial Inc.591
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.454
33Securities America Inc.1,188
32Securities Management and Research
31Securities Service Network LLC
30Sigma Financial Corp.268
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC
26St. Bernard Financial Services Inc.0
25The Strategic Financial Alliance Inc.49
24Summit Brokerage Services, Inc.
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group47
20Thurston Springer Miller Herd & Titak0
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.194
17Triad Advisors, LLC251
16TriCor Financial LLC
15Trustmont Financial Group Inc.34
14Trutoro6
13United Planners Financial Services228
12Vanderbilt Financial Group0
11vFinance Investments Inc.
10Voya Financial Advisors Inc.
9Waddell & Reed Financial Advisors516
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services791
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.