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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue
1Advisor Group$12,795,932
2Alden Investment Group
3Allstate Financial Services LLC
4American Portfolios Financial Services Inc.$912,596
5Ameriprise Financial Services, LLC$33,739,893
6Ameritas Investment Company/Ameritas Advisory Services$725,000
7Arete Wealth$9,252,450
8Arkadios Capital$7,217,398
9Atria Wealth Solutions$4,234,506
10Ausdal Financial Partners
11Avantax Investment Services, Inc.
12BCG Securities, Inc.
13Bernardi Securities Inc.
14Berthel Fisher & Co. Financial Services Inc.
15Bolton Global Capital
16Broker Dealer Financial Services Corp.
17Cadaret, Grant & Co. Inc.
18Calton & Associates Inc.
19Cambridge Investment Research, Inc.$7,257,205
20Cantella & Co. Inc.
21Capital Analysts Inc.
22Capital Investment Co.
23Centaurus Financial, Inc.$10,687,571
24Century Securities Associates Inc.
25Cetera Advisor Networks
26Cetera Advisors
27Cetera Financial Institutions
28Cetera Financial Specialists
29CFD Investments Inc.0
30CoastalOne
31Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$10,096,001
32Concourse Financial Group Securities, Inc.$2,161,866
33Coordinated Capital Securities Inc.
34Correll Co. Investment Services Corp.
35Crown Capital Securities L.P.
36CUNA Brokerage Services Inc.
37Cutter & Company, Inc.
38D.A. Davidson & Co.
39David A. Noyes & Company
40Edward Jones
41Equitable Advisors, LLC$2,946,140
42Equity Services Inc.
43Finance 500 Inc.
44Financial Services International Corp.
45Financial Telesis Inc.
46First Allied Securities, Inc.
47First Republic Securities Co.
48Foothill Securities Inc.
49Foresters Equity Services Inc.
50Fortune Financial Services, Inc.0
51Founders Financial
52FSC Securities Corp.$777,216
53GBS Financial Corp.
54Geneos Wealth Management Inc.0
55Grove Point Financial, LLC$315,000
56Harbor Financial Services LLC
57Harbour Investments Inc.$168,000
58Hilltop Securities Independent Network Inc.
59Hornor, Townsend & Kent, LLC$193,000
60Independent Financial Group, LLC$13,072,500
61Infinity Financial Services
62ING Advisor Network Inc.
63INVEST Financial Corp.
64Investacorp Inc.
65The Investment Center Inc.0
66Investment Centers of America Inc.
67J.W. Cole Financial Inc.$947,678
68Kalos Capital Inc.
69Kestra Financial, Inc$3,275,693
70KMS Financial Services, Inc.
71Kovack Securities, Inc.$783,200
72LaSalle St. Securities LLC$250,000
73Leonard & Co.
74LifeMark Securities Corp.
75Lincoln Financial Network
76Lincoln Investment Planning, LLC$690,000
77LPL Financial LLC
78M Holdings Securities Inc. (M Securities)$546,550
79MetLife Inc.
80MML Investors Services, LLC$3,594,680
81National Planning Corporation (NPC)
82National Securities Corp.
83Nations Financial Group
84Nationwide Planning Associates, Inc.$907,554
85New England Securities Inc.
86NEXT Financial Group, Inc.
87Northwestern Mutual 0
88The O.N. Equity Sales Co.$1,384,069
89Packerland Brokerage Services Inc.$443,471
90Park Avenue Securities LLC0
91Parkland Securities, LLC$211,672
92PlanMember Securities Corp.$31,000
93Principal Securities, Inc. $9,487
94Prospera Financial Services Inc.$603,318
95Protected Investors of America Inc.
96Quest Capital Strategies Inc.
97Questar Capital Corp.
98Quincy Cass Associates Inc.
99Raymond James Financial Services Inc.0
100Royal Alliance Associates Inc.$3,262,310
101SA Stone
102SagePoint Financial Inc.$2,795,125
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.
106Securities America Inc.$2,400,000
107Securities Management and Research
108Securities Service Network LLC
109Sigma Financial Corp.$453,630
110Signator Investors Inc.
111SII Investments Inc.
112Spire Investment Partners LLC
113St. Bernard Financial Services Inc.0
114The Strategic Financial Alliance Inc.$6,670,451
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118The Leaders Group$1,105,398
119Thurston Springer Miller Herd & Titak0
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.0
122Triad Advisors, LLC$1,112,014
123TriCor Financial LLC
124Trustmont Financial Group Inc.
125Trutoro0
126United Planners Financial Services$577,979
127Vanderbilt Financial Group
128vFinance Investments Inc.
129Voya Financial Advisors Inc.
130Waddell & Reed Financial Advisors0
131Wall Street Access
132Walnut Street Securities Inc.
133Wells Fargo Advisors Financial Network
134Williams Financial Group
135Woodbury Financial Services$2,449,268
136World Capital Brokerage, Inc.
137WRP Investments Inc.
138Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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