Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep
138Advisor Group$33,776,520
137Alden Investment Group$8,461,538
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$41,637,462
134Ameriprise Financial Services, LLC
133Ameritas Investment Company/Ameritas Advisory Services$25,781,991
132Arete Wealth$11,273,257
131Arkadios Capital$33,338,136
130Atria Wealth Solutions$39,910,376
129Ausdal Financial Partners
128Avantax Investment Services, Inc.
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$30,295,481
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.$38,343,740
115Century Securities Associates Inc.
114Cetera Advisor Networks
113Cetera Advisors
112Cetera Financial Institutions
111Cetera Financial Specialists
110CFD Investments Inc.$25,808,719
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$93,885,299
107Concourse Financial Group Securities, Inc.$5,154,383
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC$37,550,202
97Equity Services Inc. $22,727,273
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$7,579,760
88Founders Financial$41,841,215
87FSC Securities Corp.$45,913,074
86GBS Financial Corp.
85Geneos Wealth Management Inc.$71,654,224
84Grove Point Financial, LLC$44,441,479
83Harbor Financial Services LLC
82Harbour Investments Inc.$44,308,824
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC$23,219,819
79Independent Financial Group, LLC$51,440,650
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.
74The Investment Center Inc.$34,702,069
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.$45,091,893
71Kalos Capital Inc.
70Kestra Financial, Inc$55,118,735
69KMS Financial Services, Inc.
68Kovack Securities, Inc.$33,625,750
67LaSalle St. Securities LLC$37,096,774
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network
63Lincoln Investment Planning, LLC$44,337,019
62LPL Financial LLC$52,240,297
61M Holdings Securities Inc. (M Securities)$8,082,992
60MetLife Inc.
59MML Investors Services, LLC$33,266,187
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$23,129,766
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual $26,271,786
51The O.N. Equity Sales Co.$17,226,100
50Packerland Brokerage Services Inc.$5,530,181
49Park Avenue Securities LLC$20,177,411
48Parkland Securities, LLC$25,283,582
47PlanMember Securities Corp.$29,227,557
46Principal Securities, Inc. $42,777,346
45Prospera Financial Services Inc.$68,217,054
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$57,139,006
39Royal Alliance Associates Inc.$28,591,586
38SA Stone
37SagePoint Financial Inc.$39,325,500
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.$40,368,406
33Securities America Inc.$45,027,838
32Securities Management and Research
31Securities Service Network LLC
30Sigma Financial Corp.$34,627,832
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC
26St. Bernard Financial Services Inc.$6,238,938
25The Strategic Financial Alliance Inc.$33,582,090
24Summit Brokerage Services, Inc.
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group$1,838,123
20Thurston Springer Miller Herd & Titak$37,204,034
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.
17Triad Advisors, LLC$43,061,268
16TriCor Financial LLC
15Trustmont Financial Group Inc.$23,684,091
14Trutoro$6,520,885
13United Planners Financial Services$36,040,892
12Vanderbilt Financial Group$24,791,214
11vFinance Investments Inc.
10Voya Financial Advisors Inc.
9Waddell & Reed Financial Advisors$52,291,489
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services$30,303,137
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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