Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue ▼
1Ameriprise Financial Services, LLC$33,739,893
2Independent Financial Group, LLC$13,072,500
3Advisor Group$12,795,932
4Centaurus Financial, Inc.$10,687,571
5Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$10,096,001
6Arete Wealth$9,252,450
7Cambridge Investment Research, Inc.$7,257,205
8Arkadios Capital$7,217,398
9The Strategic Financial Alliance Inc.$6,670,451
10Atria Wealth Solutions$4,234,506
11MML Investors Services, LLC$3,594,680
12Kestra Financial, Inc$3,275,693
13Royal Alliance Associates Inc.$3,262,310
14Equitable Advisors, LLC$2,946,140
15SagePoint Financial Inc.$2,795,125
16Woodbury Financial Services$2,449,268
17Securities America Inc.$2,400,000
18Concourse Financial Group Securities, Inc.$2,161,866
19The O.N. Equity Sales Co.$1,384,069
20Triad Advisors, LLC$1,112,014
21The Leaders Group$1,105,398
22J.W. Cole Financial Inc.$947,678
23American Portfolios Financial Services Inc.$912,596
24Nationwide Planning Associates, Inc.$907,554
25Kovack Securities, Inc.$783,200
26FSC Securities Corp.$777,216
27Ameritas Investment Company/Ameritas Advisory Services$725,000
28Lincoln Investment Planning, LLC$690,000
29Prospera Financial Services Inc.$603,318
30United Planners Financial Services$577,979
31M Holdings Securities Inc. (M Securities)$546,550
32Sigma Financial Corp.$453,630
33Packerland Brokerage Services Inc.$443,471
34Grove Point Financial, LLC$315,000
35LaSalle St. Securities LLC$250,000
36Parkland Securities, LLC$211,672
37Hornor, Townsend & Kent, LLC$193,000
38Harbour Investments Inc.$168,000
39PlanMember Securities Corp.$31,000
40Principal Securities, Inc. $9,487
41Transamerica Financial Advisors, Inc.0
42Waddell & Reed Financial Advisors0
43Park Avenue Securities LLC0
44CFD Investments Inc.0
45Northwestern Mutual 0
46The Investment Center Inc.0
47St. Bernard Financial Services Inc.0
48Fortune Financial Services, Inc.0
49Raymond James Financial Services Inc.0
50Thurston Springer Miller Herd & Titak0
51Geneos Wealth Management Inc.0
52Trutoro0
53Wall Street Access
54Cantella & Co. Inc.
55TFS Securities Inc.
56KMS Financial Services, Inc.
57Cetera Financial Institutions
58SA Stone
59Financial Telesis Inc.
60First Republic Securities Co.
61Financial Services International Corp.
62Quincy Cass Associates Inc.
63Trustmont Financial Group Inc.
64Founders Financial
65D.A. Davidson & Co.
66Williams Financial Group
67Finance 500 Inc.
68Foresters Equity Services Inc.
69CUNA Brokerage Services Inc.
70Ausdal Financial Partners
71SCF Securities Inc.
72Harbor Financial Services LLC
73TriCor Financial LLC
74Kalos Capital Inc.
75Calton & Associates Inc.
76Bernardi Securities Inc.
77Allstate Financial Services LLC
78Securities Management and Research
79World Capital Brokerage, Inc.
80Infinity Financial Services
81Schwab Independent Branch Services (Franchise)
82Edward Jones
83David A. Noyes & Company
84Alden Investment Group
85Vanderbilt Financial Group
86CoastalOne
87Nations Financial Group
88BCG Securities, Inc.
89Berthel Fisher & Co. Financial Services Inc.
90Broker Dealer Financial Services Corp.
91Cadaret, Grant & Co. Inc.
92Capital Analysts Inc.
93Century Securities Associates Inc.
94Coordinated Capital Securities Inc.
95Correll Co. Investment Services Corp.
96Crown Capital Securities L.P.
97Cutter & Company, Inc.
98Equity Services Inc.
99First Allied Securities, Inc.
100GBS Financial Corp.
101Avantax Investment Services, Inc.
102ING Advisor Network Inc.
103Cetera Advisor Networks
104Voya Financial Advisors Inc.
105Cetera Advisors
106Investacorp Inc.
107INVEST Financial Corp.
108Investment Centers of America Inc.
109National Planning Corporation (NPC)
110SII Investments Inc.
111NEXT Financial Group, Inc.
112Protected Investors of America Inc.
113Securities Service Network LLC
114Signator Investors Inc.
115Cetera Financial Specialists
116Questar Capital Corp.
117Wells Fargo Advisors Financial Network
118WRP Investments Inc.
119Wunderlich Securities Inc.
120Lincoln Financial Network
121Securian Financial Services Inc.
122LifeMark Securities Corp.
123Bolton Global Capital
124Hilltop Securities Independent Network Inc.
125Summit Brokerage Services, Inc.
126Synergy Investment Group
127Leonard & Co.
128MetLife Inc.
129New England Securities Inc.
130Tower Square Securities Inc.
131Walnut Street Securities Inc.
132LPL Financial LLC
133Foothill Securities Inc.
134Quest Capital Strategies Inc.
135Spire Investment Partners LLC
136Capital Investment Co.
137National Securities Corp.
138vFinance Investments Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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