Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$592,637,407
2AXA Advisors LLC$74,400,000
3Cambridge Investment Research Inc.$46,599,336
4American Portfolios Financial Services Inc.$9,739,812
5Investacorp Inc.$8,083,000
6KMS Financial Services, Inc.$5,576,945
7Kovack Securities, Inc.$4,691,400
8United Planners Financial Services$2,985,971
9J.W. Cole Financial Inc.$2,690,265
10LaSalle St. Securities LLC$2,000,000
11The Investment Center Inc.$1,854,733
12The O.N. Equity Sales Co.$1,821,515
13Prospera Financial Services Inc.$1,731,887
14Founders Financial Securities, LLC$1,723,699
15Transamerica Financial Advisors, Inc.$791,026
16Arete Wealth Management$775,403
17Geneos Wealth Management Inc.$602,994
18CFD Investments Inc.$467,941
19Nationwide Planning Associates, Inc.$300,958
20Securities Management and Research$163,328
21Berthel Fisher & Co. Financial Services Inc.$19,770
22Harbour Investments Inc.$10,000
23Alden Securities$1
24Royal Alliance Associates Inc.0
25H. Beck Inc.0
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132 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.


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