Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Pre-tax earnings ▼|
|1||LPL Financial LLC||$592,637,407|
|2||AXA Advisors LLC||$74,400,000|
|3||Cambridge Investment Research Inc.||$46,599,336|
|4||American Portfolios Financial Services Inc.||$9,739,812|
|6||KMS Financial Services, Inc.||$5,576,945|
|7||Kovack Securities, Inc.||$4,691,400|
|8||United Planners Financial Services||$2,985,971|
|9||J.W. Cole Financial Inc.||$2,690,265|
|10||LaSalle St. Securities LLC||$2,000,000|
|11||The Investment Center Inc.||$1,854,733|
|12||The O.N. Equity Sales Co.||$1,821,515|
|13||Prospera Financial Services Inc.||$1,731,887|
|14||Founders Financial Securities, LLC||$1,723,699|
|15||Transamerica Financial Advisors, Inc.||$791,026|
|16||Arete Wealth Management||$775,403|
|17||Geneos Wealth Management Inc.||$602,994|
|18||CFD Investments Inc.||$467,941|
|19||Nationwide Planning Associates, Inc.||$300,958|
|20||Securities Management and Research||$163,328|
|21||Berthel Fisher & Co. Financial Services Inc.||$19,770|
|22||Harbour Investments Inc.||$10,000|
|24||Royal Alliance Associates Inc.||0|
|25||H. Beck Inc.||0|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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