Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services791
5Williams Financial Group
6Wells Fargo Advisors Financial Network
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors516
10Voya Financial Advisors Inc.
11vFinance Investments Inc.
12Vanderbilt Financial Group0
13United Planners Financial Services228
14Trutoro6
15Trustmont Financial Group Inc.34
16TriCor Financial LLC
17Triad Advisors, LLC251
18Transamerica Financial Advisors, Inc.194
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak0
21The Leaders Group47
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.
25The Strategic Financial Alliance Inc.49
26St. Bernard Financial Services Inc.0
27Spire Investment Partners LLC
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.268
31Securities Service Network LLC
32Securities Management and Research
33Securities America Inc.1,188
34Securian Financial Services Inc.454
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.591
38SA Stone
39Royal Alliance Associates Inc.1,259
40Raymond James Financial Services Inc.0
41Quincy Cass Associates Inc.
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.66
46Principal Securities, Inc. 451
47PlanMember Securities Corp.187
48Parkland Securities, LLC130
49Park Avenue Securities LLC0
50Packerland Brokerage Services Inc.84
51The O.N. Equity Sales Co.157
52Northwestern Mutual 1,547
53NEXT Financial Group, Inc.
54New England Securities Inc.
55Nationwide Planning Associates, Inc.48
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC2,163
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)125
62LPL Financial LLC0
63Lincoln Investment Planning, LLC427
64Lincoln Financial Network
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC200
68Kovack Securities, Inc.272
69KMS Financial Services, Inc.
70Kestra Financial, Inc484
71Kalos Capital Inc.
72J.W. Cole Financial Inc.334
73Investment Centers of America Inc.
74The Investment Center Inc.121
75Investacorp Inc.
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services
79Independent Financial Group, LLC259
80Hornor, Townsend & Kent, LLC205
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.126
83Harbor Financial Services LLC
84Grove Point Financial, LLC153
85Geneos Wealth Management Inc.124
86GBS Financial Corp.
87FSC Securities Corp.282
88Founders Financial50
89Fortune Financial Services, Inc.52
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. 150
98Equitable Advisors, LLC1,609
99Edward Jones
100David A. Noyes & Company
101D.A. Davidson & Co.
102Cutter & Company, Inc.41
103CUNA Brokerage Services Inc.
104Crown Capital Securities L.P.
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.184
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network897
109CoastalOne
110CFD Investments Inc.49
111Cetera Financial Specialists
112Cetera Financial Institutions
113Cetera Advisors
114Cetera Advisor Networks
115Century Securities Associates Inc.
116Centaurus Financial, Inc.362
117Capital Investment Co.
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.1,578
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.
129Ausdal Financial Partners
130Atria Wealth Solutions608
131Arkadios Capital10
132Arete Wealth31
133Ameritas Investment Company/Ameritas Advisory Services189
134Ameriprise Financial Services, LLC0
135American Portfolios Financial Services Inc.328
136Allstate Financial Services LLC
137Alden Investment Group45
138Advisor Group4,362

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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