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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services$30,303,137
5Williams Financial Group
6Wells Fargo Advisors Financial Network
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors$52,291,489
10Voya Financial Advisors Inc.
11vFinance Investments Inc.
12Vanderbilt Financial Group$24,791,214
13United Planners Financial Services$36,040,892
14Trutoro$6,520,885
15Trustmont Financial Group Inc.$23,684,091
16TriCor Financial LLC
17Triad Advisors, LLC$43,061,268
18Transamerica Financial Advisors, Inc.
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak$37,204,034
21The Leaders Group$1,838,123
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.
25The Strategic Financial Alliance Inc.$33,582,090
26St. Bernard Financial Services Inc.$6,238,938
27Spire Investment Partners LLC
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.$34,627,832
31Securities Service Network LLC
32Securities Management and Research
33Securities America Inc.$45,027,838
34Securian Financial Services Inc.$40,368,406
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.$39,325,500
38SA Stone
39Royal Alliance Associates Inc.$28,591,586
40Raymond James Financial Services Inc.$57,139,006
41Quincy Cass Associates Inc.
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.$68,217,054
46Principal Securities, Inc. $42,777,346
47PlanMember Securities Corp.$29,227,557
48Parkland Securities, LLC$25,283,582
49Park Avenue Securities LLC$20,177,411
50Packerland Brokerage Services Inc.$5,530,181
51The O.N. Equity Sales Co.$17,226,100
52Northwestern Mutual $26,271,786
53NEXT Financial Group, Inc.
54New England Securities Inc.
55Nationwide Planning Associates, Inc.$23,129,766
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC$33,266,187
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)$8,082,992
62LPL Financial LLC$52,240,297
63Lincoln Investment Planning, LLC$44,337,019
64Lincoln Financial Network
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC$37,096,774
68Kovack Securities, Inc.$33,625,750
69KMS Financial Services, Inc.
70Kestra Financial, Inc$55,118,735
71Kalos Capital Inc.
72J.W. Cole Financial Inc.$45,091,893
73Investment Centers of America Inc.
74The Investment Center Inc.$34,702,069
75Investacorp Inc.
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services
79Independent Financial Group, LLC$51,440,650
80Hornor, Townsend & Kent, LLC$23,219,819
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.$44,308,824
83Harbor Financial Services LLC
84Grove Point Financial, LLC$44,441,479
85Geneos Wealth Management Inc.$71,654,224
86GBS Financial Corp.
87FSC Securities Corp.$45,913,074
88Founders Financial$41,841,215
89Fortune Financial Services, Inc.$7,579,760
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. $22,727,273
98Equitable Advisors, LLC$37,550,202
99Edward Jones
100David A. Noyes & Company
101D.A. Davidson & Co.
102Cutter & Company, Inc.
103CUNA Brokerage Services Inc.
104Crown Capital Securities L.P.
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.$5,154,383
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$93,885,299
109CoastalOne
110CFD Investments Inc.$25,808,719
111Cetera Financial Specialists
112Cetera Financial Institutions
113Cetera Advisors
114Cetera Advisor Networks
115Century Securities Associates Inc.
116Centaurus Financial, Inc.$38,343,740
117Capital Investment Co.
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.$30,295,481
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.
129Ausdal Financial Partners
130Atria Wealth Solutions$39,910,376
131Arkadios Capital$33,338,136
132Arete Wealth$11,273,257
133Ameritas Investment Company/Ameritas Advisory Services$25,781,991
134Ameriprise Financial Services, LLC
135American Portfolios Financial Services Inc.$41,637,462
136Allstate Financial Services LLC
137Alden Investment Group$8,461,538
138Advisor Group$33,776,520

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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