Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. annual production of top 20% reps ▼
1M Holdings Securities Inc. (M Securities)Subscribe
2Royal Alliance Associates Inc.Subscribe
3FSC Securities Corp.Subscribe
4Advisor GroupSubscribe
5Commonwealth Equity Services, LLC dba-Commonwealth Financial NetworkSubscribe
6Raymond James Financial Services Inc.Subscribe
7Woodbury Financial ServicesSubscribe
8SagePoint Financial Inc.Subscribe
9Arkadios CapitalSubscribe
10Kestra Financial, IncSubscribe
11Waddell & Reed Financial AdvisorsSubscribe
12Geneos Wealth Management Inc.Subscribe
13Prospera Financial Services Inc.Subscribe
14The Strategic Financial Alliance Inc.Subscribe
15Independent Financial Group, LLCSubscribe
16J.W. Cole Financial Inc.Subscribe
17Arete WealthSubscribe
18Northwestern Mutual Subscribe
19United Planners Financial ServicesSubscribe
20Kovack Securities, Inc.Subscribe
21Securian Financial Services Inc.Subscribe
22Lincoln Investment Planning, LLCSubscribe
23Securities America Inc.Subscribe
24American Portfolios Financial Services Inc.Subscribe
25Harbour Investments Inc.Subscribe
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.