Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Avg. annual production of top 20% reps ▲
138Principal Securities, Inc. Subscribe
137LPL Financial LLCSubscribe
136St. Bernard Financial Services Inc.Subscribe
135Cutter & Company, Inc.Subscribe
134Equity Services Inc. Subscribe
133Transamerica Financial Advisors, Inc.Subscribe
132Triad Advisors, LLCSubscribe
131Vanderbilt Financial GroupSubscribe
130Alden Investment GroupSubscribe
129Thurston Springer Miller Herd & TitakSubscribe
128Ameriprise Financial Services, LLCSubscribe
127Park Avenue Securities LLCSubscribe
126PlanMember Securities Corp.Subscribe
125TrutoroSubscribe
124Fortune Financial Services, Inc.Subscribe
123Packerland Brokerage Services Inc.Subscribe
122The O.N. Equity Sales Co.Subscribe
121Trustmont Financial Group Inc.Subscribe
120Hornor, Townsend & Kent, LLCSubscribe
119MML Investors Services, LLCSubscribe
118Parkland Securities, LLCSubscribe
117Equitable Advisors, LLCSubscribe
116Ameritas Investment Company/Ameritas Advisory ServicesSubscribe
115LaSalle St. Securities LLCSubscribe
114Concourse Financial Group Securities, Inc.Subscribe
113Sigma Financial Corp.Subscribe
112CFD Investments Inc.Subscribe
111Atria Wealth SolutionsSubscribe
110Founders FinancialSubscribe
109The Investment Center Inc.Subscribe
108The Leaders GroupSubscribe
107Nationwide Planning Associates, Inc.Subscribe
106Centaurus Financial, Inc.Subscribe
105Grove Point Financial, LLCSubscribe
104Cambridge Investment Research, Inc.Subscribe
103Harbour Investments Inc.Subscribe
102American Portfolios Financial Services Inc.Subscribe
101Securities America Inc.Subscribe
100Lincoln Investment Planning, LLCSubscribe
99Securian Financial Services Inc.Subscribe
98Kovack Securities, Inc.Subscribe
97United Planners Financial ServicesSubscribe
96Northwestern Mutual Subscribe
95Arete WealthSubscribe
94J.W. Cole Financial Inc.Subscribe
93Independent Financial Group, LLCSubscribe
92The Strategic Financial Alliance Inc.Subscribe
91Prospera Financial Services Inc.Subscribe
90Geneos Wealth Management Inc.Subscribe
89Waddell & Reed Financial AdvisorsSubscribe
88Kestra Financial, IncSubscribe
87Arkadios CapitalSubscribe
86SagePoint Financial Inc.Subscribe
85Woodbury Financial ServicesSubscribe
84Raymond James Financial Services Inc.Subscribe
83Commonwealth Equity Services, LLC dba-Commonwealth Financial NetworkSubscribe
82Advisor GroupSubscribe
81FSC Securities Corp.Subscribe
80Royal Alliance Associates Inc.Subscribe
79M Holdings Securities Inc. (M Securities)Subscribe
78Finance 500 Inc.Subscribe
77Foresters Equity Services Inc.Subscribe
76CUNA Brokerage Services Inc.Subscribe
75Ausdal Financial PartnersSubscribe
74SCF Securities Inc.Subscribe
73Harbor Financial Services LLCSubscribe
72TriCor Financial LLCSubscribe
71Kalos Capital Inc.Subscribe
70Calton & Associates Inc.Subscribe
69Bernardi Securities Inc.Subscribe
68Allstate Financial Services LLCSubscribe
67Securities Management and ResearchSubscribe
66World Capital Brokerage, Inc.Subscribe
65Infinity Financial Services Subscribe
64Schwab Independent Branch Services (Franchise)Subscribe
63Edward JonesSubscribe
62David A. Noyes & CompanySubscribe
61CoastalOneSubscribe
60Nations Financial GroupSubscribe
59BCG Securities, Inc.Subscribe
58Berthel Fisher & Co. Financial Services Inc.Subscribe
57Broker Dealer Financial Services Corp.Subscribe
56Cadaret, Grant & Co. Inc.Subscribe
55Capital Analysts Inc.Subscribe
54Century Securities Associates Inc.Subscribe
53Coordinated Capital Securities Inc.Subscribe
52Correll Co. Investment Services Corp.Subscribe
51Crown Capital Securities L.P.Subscribe
50First Allied Securities, Inc.Subscribe
49GBS Financial Corp.Subscribe
48Avantax Investment Services, Inc.Subscribe
47ING Advisor Network Inc.Subscribe
46Cetera Advisor NetworksSubscribe
45Voya Financial Advisors Inc.Subscribe
44Cetera AdvisorsSubscribe
43Investacorp Inc.Subscribe
42INVEST Financial Corp.Subscribe
41Investment Centers of America Inc.Subscribe
40National Planning Corporation (NPC) Subscribe
39SII Investments Inc.Subscribe
38NEXT Financial Group, Inc.Subscribe
37Protected Investors of America Inc.Subscribe
36Securities Service Network LLCSubscribe
35Signator Investors Inc.Subscribe
34Cetera Financial SpecialistsSubscribe
33Questar Capital Corp.Subscribe
32Wells Fargo Advisors Financial NetworkSubscribe
31WRP Investments Inc.Subscribe
30Wunderlich Securities Inc.Subscribe
29Lincoln Financial NetworkSubscribe
28LifeMark Securities Corp.Subscribe
27Bolton Global CapitalSubscribe
26Hilltop Securities Independent Network Inc.Subscribe
25Summit Brokerage Services, Inc.Subscribe
24Synergy Investment GroupSubscribe
23Leonard & Co.Subscribe
22MetLife Inc.Subscribe
21New England Securities Inc.Subscribe
20Tower Square Securities Inc.Subscribe
19Walnut Street Securities Inc.Subscribe
18Foothill Securities Inc.Subscribe
17Quest Capital Strategies Inc. Subscribe
16Spire Investment Partners LLCSubscribe
15Capital Investment Co.Subscribe
14National Securities Corp.Subscribe
13vFinance Investments Inc.Subscribe
12Wall Street AccessSubscribe
11Cantella & Co. Inc. Subscribe
10TFS Securities Inc.Subscribe
9KMS Financial Services, Inc.Subscribe
8Cetera Financial InstitutionsSubscribe
7SA StoneSubscribe
6Financial Telesis Inc.Subscribe
5First Republic Securities Co.Subscribe
4Financial Services International Corp.Subscribe
3Quincy Cass Associates Inc.Subscribe
2D.A. Davidson & Co.Subscribe
1Williams Financial GroupSubscribe

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.