Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Annuity revenue ▼
1LPL Financial LLC$976,358,534
2Advisor Group$678,895,526
3MML Investors Services, LLC$475,236,923
4Equitable Advisors, LLC$475,137,302
5Ameriprise Financial Services, LLC$425,431,494
6Royal Alliance Associates Inc.$234,277,389
7Woodbury Financial Services$177,509,709
8Cambridge Investment Research, Inc.$171,574,511
9Atria Wealth Solutions$142,467,313
10Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$120,803,811
11Kestra Financial, Inc$99,885,362
12Park Avenue Securities LLC$98,270,000
13SagePoint Financial Inc.$90,710,292
14Securities America Inc.$89,620,000
15Securian Financial Services Inc.$69,434,557
16Centaurus Financial, Inc.$65,758,503
17Lincoln Investment Planning, LLC$64,100,000
18American Portfolios Financial Services Inc.$53,054,206
19Principal Securities, Inc. $51,406,850
20FSC Securities Corp.$49,547,358
21J.W. Cole Financial Inc.$44,789,650
22Independent Financial Group, LLC$42,287,400
23Sigma Financial Corp.$41,270,384
24Waddell & Reed Financial Advisors$39,867,492
25Triad Advisors, LLC$38,230,777
26Ameritas Investment Company/Ameritas Advisory Services$35,000,000
27Grove Point Financial, LLC$31,765,000
28The O.N. Equity Sales Co.$31,722,554
29United Planners Financial Services$29,681,475
30Parkland Securities, LLC$29,354,300
31Hornor, Townsend & Kent, LLC$23,000,000
32Harbour Investments Inc.$19,482,000
33Equity Services Inc. $19,000,000
34Fortune Financial Services, Inc.$17,209,662
35Kovack Securities, Inc.$16,231,000
36M Holdings Securities Inc. (M Securities)$13,996,905
37The Leaders Group$13,199,163
38The Investment Center Inc.$11,149,974
39Packerland Brokerage Services Inc.$10,303,932
40PlanMember Securities Corp.$10,022,000
41CFD Investments Inc.$9,787,176
42Concourse Financial Group Securities, Inc.$9,755,988
43Geneos Wealth Management Inc.$8,676,917
44Prospera Financial Services Inc.$8,109,261
45LaSalle St. Securities LLC$7,500,000
46The Strategic Financial Alliance Inc.$5,729,520
47Nationwide Planning Associates, Inc.$5,619,122
48Arete Wealth$3,341,256
49Arkadios Capital$2,400,000
50Trutoro$434,914
51Cutter & Company, Inc.0
52St. Bernard Financial Services Inc.0
53Transamerica Financial Advisors, Inc.0
54Thurston Springer Miller Herd & Titak0
55Raymond James Financial Services Inc.0
56Northwestern Mutual 0
57Financial Services International Corp.
58Quincy Cass Associates Inc.
59Trustmont Financial Group Inc.
60Founders Financial
61D.A. Davidson & Co.
62Williams Financial Group
63Finance 500 Inc.
64Foresters Equity Services Inc.
65CUNA Brokerage Services Inc.
66Ausdal Financial Partners
67SCF Securities Inc.
68Harbor Financial Services LLC
69TriCor Financial LLC
70Kalos Capital Inc.
71Calton & Associates Inc.
72Bernardi Securities Inc.
73Allstate Financial Services LLC
74Securities Management and Research
75World Capital Brokerage, Inc.
76Infinity Financial Services
77Schwab Independent Branch Services (Franchise)
78Edward Jones
79David A. Noyes & Company
80Alden Investment Group
81Vanderbilt Financial Group
82CoastalOne
83Nations Financial Group
84BCG Securities, Inc.
85Berthel Fisher & Co. Financial Services Inc.
86Broker Dealer Financial Services Corp.
87Cadaret, Grant & Co. Inc.
88Capital Analysts Inc.
89Century Securities Associates Inc.
90Coordinated Capital Securities Inc.
91Correll Co. Investment Services Corp.
92Crown Capital Securities L.P.
93First Allied Securities, Inc.
94GBS Financial Corp.
95Avantax Investment Services, Inc.
96ING Advisor Network Inc.
97Cetera Advisor Networks
98Voya Financial Advisors Inc.
99Cetera Advisors
100Investacorp Inc.
101INVEST Financial Corp.
102Investment Centers of America Inc.
103National Planning Corporation (NPC)
104SII Investments Inc.
105NEXT Financial Group, Inc.
106Protected Investors of America Inc.
107Securities Service Network LLC
108Signator Investors Inc.
109Cetera Financial Specialists
110Questar Capital Corp.
111Wells Fargo Advisors Financial Network
112WRP Investments Inc.
113Wunderlich Securities Inc.
114Lincoln Financial Network
115LifeMark Securities Corp.
116Bolton Global Capital
117Hilltop Securities Independent Network Inc.
118Summit Brokerage Services, Inc.
119Synergy Investment Group
120Leonard & Co.
121MetLife Inc.
122New England Securities Inc.
123Tower Square Securities Inc.
124Walnut Street Securities Inc.
125Foothill Securities Inc.
126Quest Capital Strategies Inc.
127Spire Investment Partners LLC
128Capital Investment Co.
129National Securities Corp.
130vFinance Investments Inc.
131Wall Street Access
132Cantella & Co. Inc.
133TFS Securities Inc.
134KMS Financial Services, Inc.
135Cetera Financial Institutions
136SA Stone
137Financial Telesis Inc.
138First Republic Securities Co.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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