Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▼
26M Holdings Securities Inc. (M Securities)64
27The Investment Center Inc.53
28The Strategic Financial Alliance Inc.50
29PlanMember Securities Corp.42
30Harbour Investments Inc.42
31LaSalle St. Securities LLC41
32Trustmont Financial Group Inc.35
33Fortune Financial Services, Inc.33
34Parkland Securities, LLC30
35Founders Financial23
36Prospera Financial Services Inc.22
37Packerland Brokerage Services Inc.19
38Arete Wealth16
39Nationwide Planning Associates, Inc.9
40Alden Investment Group5
41Cutter & Company, Inc.5
42Thurston Springer Miller Herd & Titak5
43St. Bernard Financial Services Inc.4
44Trutoro3
45Principal Securities, Inc. 0
46Concourse Financial Group Securities, Inc.0
47Ameritas Investment Company/Ameritas Advisory Services0
48Arkadios Capital0
49Vanderbilt Financial Group0
50Advisor Group0
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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