Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs
63Lincoln Investment Planning, LLC218
62LPL Financial LLC3,833
61M Holdings Securities Inc. (M Securities)64
60MetLife Inc.
59MML Investors Services, LLC635
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.9
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual 1,322
51The O.N. Equity Sales Co.65
50Packerland Brokerage Services Inc.19
49Park Avenue Securities LLC0
48Parkland Securities, LLC30
47PlanMember Securities Corp.42
46Principal Securities, Inc. 0
45Prospera Financial Services Inc.22
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.1,300
39Royal Alliance Associates Inc.0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.