Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services$272,899,999
5Williams Financial Group
6Wells Fargo Advisors Financial Network
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors$128,993,477
10Voya Financial Advisors Inc.
11vFinance Investments Inc.
12Vanderbilt Financial Group0
13United Planners Financial Services$45,059,425
14Trutoro$551,003
15Trustmont Financial Group Inc.0
16TriCor Financial LLC
17Triad Advisors, LLC$58,606,911
18Transamerica Financial Advisors, Inc.0
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak0
21The Leaders Group$84,039,721
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.
25The Strategic Financial Alliance Inc.$18,067,160
26St. Bernard Financial Services Inc.0
27Spire Investment Partners LLC
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.$68,376,156
31Securities Service Network LLC
32Securities Management and Research
33Securities America Inc.$413,150,000
34Securian Financial Services Inc.$176,544,742
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.$165,933,501
38SA Stone
39Royal Alliance Associates Inc.$410,054,441
40Raymond James Financial Services Inc.0
41Quincy Cass Associates Inc.
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.$25,203,450
46Principal Securities, Inc. $219,615,969
47PlanMember Securities Corp.$19,630,000
48Parkland Securities, LLC$39,338,920
49Park Avenue Securities LLC$144,263,000
50Packerland Brokerage Services Inc.$20,248,262
51The O.N. Equity Sales Co.$54,155,633
52Northwestern Mutual $372,572,000
53NEXT Financial Group, Inc.
54New England Securities Inc.
55Nationwide Planning Associates, Inc.$14,135,079
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC$692,500,000
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)$161,981,540
62LPL Financial LLC$1,906,560,387
63Lincoln Investment Planning, LLC$128,448,000
64Lincoln Financial Network
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC$30,000,000
68Kovack Securities, Inc.$40,466,000
69KMS Financial Services, Inc.
70Kestra Financial, Inc$197,444,497
71Kalos Capital Inc.
72J.W. Cole Financial Inc.$84,567,800
73Investment Centers of America Inc.
74The Investment Center Inc.$31,993,734
75Investacorp Inc.
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services
79Independent Financial Group, LLC$94,256,000
80Hornor, Townsend & Kent, LLC$73,986,669
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.$31,580,000
83Harbor Financial Services LLC
84Grove Point Financial, LLC$65,300,000
85Geneos Wealth Management Inc.$38,406,863
86GBS Financial Corp.
87FSC Securities Corp.$89,243,546
88Founders Financial$4,869,033
89Fortune Financial Services, Inc.$21,188,836
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. $23,700,000
98Equitable Advisors, LLC$637,589,192
99Edward Jones
100David A. Noyes & Company
101D.A. Davidson & Co.
102Cutter & Company, Inc.0
103CUNA Brokerage Services Inc.
104Crown Capital Securities L.P.
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.$69,452,614
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$247,092,746
109CoastalOne
110CFD Investments Inc.$14,815,372
111Cetera Financial Specialists
112Cetera Financial Institutions
113Cetera Advisors
114Cetera Advisor Networks
115Century Securities Associates Inc.
116Centaurus Financial, Inc.$111,853,261
117Capital Investment Co.
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.$311,036,376
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.
129Ausdal Financial Partners
130Atria Wealth Solutions$310,321,351
131Arkadios Capital$18,950,448
132Arete Wealth$14,455,230
133Ameritas Investment Company/Ameritas Advisory Services$68,300,000
134Ameriprise Financial Services, LLC$1,206,835,451
135American Portfolios Financial Services Inc.$114,091,695
136Allstate Financial Services LLC
137Alden Investment Group$510,884
138Advisor Group$1,409,888,399

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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