Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Employees ▼
26Independent Financial Group, LLC80
27Grove Point Financial, LLC75
28Kovack Securities, Inc.70
29J.W. Cole Financial Inc.69
30United Planners Financial Services67
31Transamerica Financial Advisors, Inc.67
32Prospera Financial Services Inc.61
33Geneos Wealth Management Inc.54
34CFD Investments Inc.52
35Equity Services Inc. 50
36M Holdings Securities Inc. (M Securities)50
37The O.N. Equity Sales Co.46
38Hornor, Townsend & Kent, LLC46
39The Investment Center Inc.41
40The Strategic Financial Alliance Inc.41
41The Leaders Group33
42LaSalle St. Securities LLC32
43Founders Financial29
44Vanderbilt Financial Group27
45Packerland Brokerage Services Inc.24
46Harbour Investments Inc.24
47Arkadios Capital23
48Nationwide Planning Associates, Inc.21
49Arete Wealth13
50Cutter & Company, Inc.13
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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