Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers ▼
1Advisor Group7,343
2MML Investors Services, LLC5,627
3Raymond James Financial Services Inc.4,146
4Equitable Advisors, LLC3,299
5Cambridge Investment Research, Inc.3,181
6Securities America Inc.3,166
7Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,467
8Atria Wealth Solutions1,848
9Royal Alliance Associates Inc.1,556
10Kestra Financial, Inc1,148
11Securian Financial Services Inc.991
12Principal Securities, Inc. 972
13Waddell & Reed Financial Advisors923
14Lincoln Investment Planning, LLC901
15Woodbury Financial Services891
16SagePoint Financial Inc.713
17Ameritas Investment Company/Ameritas Advisory Services617
18Triad Advisors, LLC592
19American Portfolios Financial Services Inc.565
20Centaurus Financial, Inc.502
21PlanMember Securities Corp.479
22Hornor, Townsend & Kent, LLC458
23United Planners Financial Services453
24Independent Financial Group, LLC450
25Equity Services Inc. 437
26Sigma Financial Corp.433
27FSC Securities Corp.429
28J.W. Cole Financial Inc.427
29Concourse Financial Group Securities, Inc.405
30Kovack Securities, Inc.350
31The O.N. Equity Sales Co.329
32Grove Point Financial, LLC311
33M Holdings Securities Inc. (M Securities)271
34Geneos Wealth Management Inc.236
35Parkland Securities, LLC228
36Harbour Investments Inc.219
37The Investment Center Inc.208
38The Leaders Group188
39LaSalle St. Securities LLC140
40Prospera Financial Services Inc.129
41Fortune Financial Services, Inc.118
42CFD Investments Inc.90
43Founders Financial75
44Arkadios Capital72
45Arete Wealth72
46Nationwide Planning Associates, Inc.50
47Trustmont Financial Group Inc.49
48The Strategic Financial Alliance Inc.43
49St. Bernard Financial Services Inc.41
50Thurston Springer Miller Herd & Titak38
51Cutter & Company, Inc.37
52Alden Investment Group30
53Trutoro18
54Packerland Brokerage Services Inc.3
55LPL Financial LLC0
56Ameriprise Financial Services, LLC0
57Transamerica Financial Advisors, Inc.0
58Northwestern Mutual 0
59Vanderbilt Financial Group0
60Park Avenue Securities LLC0
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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