Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers
138Advisor Group7,343
137Alden Investment Group30
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.565
134Ameriprise Financial Services, LLC0
133Ameritas Investment Company/Ameritas Advisory Services617
132Arete Wealth72
131Arkadios Capital72
130Atria Wealth Solutions1,848
129Ausdal Financial Partners
128Avantax Investment Services, Inc.
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.3,181
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.502
115Century Securities Associates Inc.
114Cetera Advisor Networks
113Cetera Advisors
112Cetera Financial Institutions
111Cetera Financial Specialists
110CFD Investments Inc.90
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,467
107Concourse Financial Group Securities, Inc.405
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.37
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC3,299
97Equity Services Inc. 437
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.118
88Founders Financial75
87FSC Securities Corp.429
86GBS Financial Corp.
85Geneos Wealth Management Inc.236
84Grove Point Financial, LLC311
83Harbor Financial Services LLC
82Harbour Investments Inc.219
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC458
79Independent Financial Group, LLC450
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.
74The Investment Center Inc.208
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.427
71Kalos Capital Inc.
70Kestra Financial, Inc1,148
69KMS Financial Services, Inc.
68Kovack Securities, Inc.350
67LaSalle St. Securities LLC140
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network
63Lincoln Investment Planning, LLC901
62LPL Financial LLC0
61M Holdings Securities Inc. (M Securities)271
60MetLife Inc.
59MML Investors Services, LLC5,627
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.50
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual 0
51The O.N. Equity Sales Co.329
50Packerland Brokerage Services Inc.3
49Park Avenue Securities LLC0
48Parkland Securities, LLC228
47PlanMember Securities Corp.479
46Principal Securities, Inc. 972
45Prospera Financial Services Inc.129
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.4,146
39Royal Alliance Associates Inc.1,556
38SA Stone
37SagePoint Financial Inc.713
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.991
33Securities America Inc.3,166
32Securities Management and Research
31Securities Service Network LLC
30Sigma Financial Corp.433
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC
26St. Bernard Financial Services Inc.41
25The Strategic Financial Alliance Inc.43
24Summit Brokerage Services, Inc.
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group188
20Thurston Springer Miller Herd & Titak38
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.0
17Triad Advisors, LLC592
16TriCor Financial LLC
15Trustmont Financial Group Inc.49
14Trutoro18
13United Planners Financial Services453
12Vanderbilt Financial Group0
11vFinance Investments Inc.
10Voya Financial Advisors Inc.
9Waddell & Reed Financial Advisors923
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services891
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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