Broker-dealer Data Center

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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based advisers
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services891
5Williams Financial Group
6Wells Fargo Advisors Financial Network
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors923
10Voya Financial Advisors Inc.
11vFinance Investments Inc.
12Vanderbilt Financial Group0
13United Planners Financial Services453
14Trutoro18
15Trustmont Financial Group Inc.49
16TriCor Financial LLC
17Triad Advisors, LLC592
18Transamerica Financial Advisors, Inc.0
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak38
21The Leaders Group188
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.
25The Strategic Financial Alliance Inc.43
26St. Bernard Financial Services Inc.41
27Spire Investment Partners LLC
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.433
31Securities Service Network LLC
32Securities Management and Research
33Securities America Inc.3,166
34Securian Financial Services Inc.991
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.713
38SA Stone
39Royal Alliance Associates Inc.1,556
40Raymond James Financial Services Inc.4,146
41Quincy Cass Associates Inc.
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.129
46Principal Securities, Inc. 972
47PlanMember Securities Corp.479
48Parkland Securities, LLC228
49Park Avenue Securities LLC0
50Packerland Brokerage Services Inc.3
51The O.N. Equity Sales Co.329
52Northwestern Mutual 0
53NEXT Financial Group, Inc.
54New England Securities Inc.
55Nationwide Planning Associates, Inc.50
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC5,627
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)271
62LPL Financial LLC0
63Lincoln Investment Planning, LLC901
64Lincoln Financial Network
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC140
68Kovack Securities, Inc.350
69KMS Financial Services, Inc.
70Kestra Financial, Inc1,148
71Kalos Capital Inc.
72J.W. Cole Financial Inc.427
73Investment Centers of America Inc.
74The Investment Center Inc.208
75Investacorp Inc.
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services
79Independent Financial Group, LLC450
80Hornor, Townsend & Kent, LLC458
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.219
83Harbor Financial Services LLC
84Grove Point Financial, LLC311
85Geneos Wealth Management Inc.236
86GBS Financial Corp.
87FSC Securities Corp.429
88Founders Financial75
89Fortune Financial Services, Inc.118
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. 437
98Equitable Advisors, LLC3,299
99Edward Jones
100David A. Noyes & Company
101D.A. Davidson & Co.
102Cutter & Company, Inc.37
103CUNA Brokerage Services Inc.
104Crown Capital Securities L.P.
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.405
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,467
109CoastalOne
110CFD Investments Inc.90
111Cetera Financial Specialists
112Cetera Financial Institutions
113Cetera Advisors
114Cetera Advisor Networks
115Century Securities Associates Inc.
116Centaurus Financial, Inc.502
117Capital Investment Co.
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.3,181
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.
129Ausdal Financial Partners
130Atria Wealth Solutions1,848
131Arkadios Capital72
132Arete Wealth72
133Ameritas Investment Company/Ameritas Advisory Services617
134Ameriprise Financial Services, LLC0
135American Portfolios Financial Services Inc.565
136Allstate Financial Services LLC
137Alden Investment Group30
138Advisor Group7,343

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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