Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee revenue ▼
1Ameriprise Financial Services, LLC$3,122,182,868
2LPL Financial LLC$2,327,518,915
3Advisor Group$1,383,569,043
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,187,606,820
5Northwestern Mutual $1,022,145,000
6Cambridge Investment Research, Inc.$621,098,888
7MML Investors Services, LLC$539,400,000
8Securities America Inc.$517,980,000
9Royal Alliance Associates Inc.$378,881,439
10Kestra Financial, Inc$364,302,186
11Equitable Advisors, LLC$296,596,113
12Waddell & Reed Financial Advisors$296,338,811
13Lincoln Investment Planning, LLC$214,155,000
14Atria Wealth Solutions$167,966,126
15Woodbury Financial Services$159,813,003
16Securian Financial Services Inc.$154,729,908
17SagePoint Financial Inc.$153,625,975
18American Portfolios Financial Services Inc.$118,979,739
19FSC Securities Corp.$104,875,683
20Park Avenue Securities LLC$101,680,000
21Principal Securities, Inc. $96,067,770
22Independent Financial Group, LLC$91,551,500
23PlanMember Securities Corp.$91,184,000
24United Planners Financial Services$88,343,956
25Geneos Wealth Management Inc.$80,257,258
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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