Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
88Harbour Investments Inc.$9,133
87The Investment Center Inc.$32,785
86Packerland Brokerage Services Inc.$126,067
85Geneos Wealth Management Inc.$136,751
84Securities Management and Research$179,502
83Broker Dealer Financial Services Corp.$266,801
82Berthel Fisher & Co. Financial Services Inc.$529,694
81Founders Financial$800,000
80LaSalle St. Securities LLC$1,200,000
79TFS Securities Inc.$1,300,000
78Prospera Financial Services Inc.$1,437,661
77J.W. Cole Financial Inc.$1,450,545
76United Planners Financial Services$1,500,000
75The Strategic Financial Alliance Inc.$1,759,726
74The O.N. Equity Sales Co.$1,800,000
73Cadaret, Grant & Co. Inc.$1,800,000
72CUNA Brokerage Services Inc.$2,100,000
71Infinity Financial Services $2,244,693
70Kovack Securities, Inc.$2,318,835
69Hilltop Securities Independent Network Inc.$2,979,522
68NEXT Financial Group, Inc.$3,261,200
67American Portfolios Financial Services Inc.$3,555,440
66M Holdings Securities Inc. (M Securities)$3,953,980
65Investacorp Inc.$5,980,677
64Principal Securities, Inc. $6,988,245
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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