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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
138Signator Investors Inc.$-9,881,211
137Ameritas Investment Company/Ameritas Advisory Services$-1,914,803
136CFD Investments Inc.$-25,281
135Nationwide Planning Associates, Inc.$-21,632
134National Planning Corporation (NPC) 0
133Grove Point Financial, LLC0
132Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
131Crown Capital Securities L.P.0
130Equity Services Inc. 0
129First Allied Securities, Inc.0
128Avantax Investment Services, Inc.0
127Cetera Advisor Networks0
126Voya Financial Advisors Inc.0
125Cetera Advisors0
124INVEST Financial Corp.0
123Investment Centers of America Inc.0
122Royal Alliance Associates Inc.0
121SII Investments Inc.0
120Kestra Financial, Inc0
119PlanMember Securities Corp.0
118Concourse Financial Group Securities, Inc.0
117Securities America Inc.0
116Securities Service Network LLC0
115Sigma Financial Corp.0
114Cetera Financial Specialists0
113Triad Advisors, LLC0
112Questar Capital Corp.0
111Wells Fargo Advisors Financial Network0
110Woodbury Financial Services0
109Northwestern Mutual 0
108Lincoln Financial Network0
107Ameriprise Financial Services, LLC0
106Securian Financial Services Inc.0
105Summit Brokerage Services, Inc.0
104Waddell & Reed Financial Advisors0
103Lincoln Investment Planning, LLC0
102Independent Financial Group, LLC0
101Hornor, Townsend & Kent, LLC0
100Quest Capital Strategies Inc. 0
99Parkland Securities, LLC0
98Spire Investment Partners LLC0
97KMS Financial Services, Inc.0
96Cetera Financial Institutions0
95SagePoint Financial Inc.0
94FSC Securities Corp.0
93Trustmont Financial Group Inc.0
92Raymond James Financial Services Inc.0
91Kalos Capital Inc.0
90Fortune Financial Services, Inc.0
89Centaurus Financial, Inc.$3
88Harbour Investments Inc.$9,133
87The Investment Center Inc.$32,785
86Packerland Brokerage Services Inc.$126,067
85Geneos Wealth Management Inc.$136,751
84Securities Management and Research$179,502
83Broker Dealer Financial Services Corp.$266,801
82Berthel Fisher & Co. Financial Services Inc.$529,694
81Founders Financial$800,000
80LaSalle St. Securities LLC$1,200,000
79TFS Securities Inc.$1,300,000
78Prospera Financial Services Inc.$1,437,661
77J.W. Cole Financial Inc.$1,450,545
76United Planners Financial Services$1,500,000
75The Strategic Financial Alliance Inc.$1,759,726
74The O.N. Equity Sales Co.$1,800,000
73Cadaret, Grant & Co. Inc.$1,800,000
72CUNA Brokerage Services Inc.$2,100,000
71Infinity Financial Services $2,244,693
70Kovack Securities, Inc.$2,318,835
69Hilltop Securities Independent Network Inc.$2,979,522
68NEXT Financial Group, Inc.$3,261,200
67American Portfolios Financial Services Inc.$3,555,440
66M Holdings Securities Inc. (M Securities)$3,953,980
65Investacorp Inc.$5,980,677
64Principal Securities, Inc. $6,988,245
63National Securities Corp.$7,822,000
62MML Investors Services, LLC$11,205,162
61Cambridge Investment Research, Inc.$36,537,731
60Equitable Advisors, LLC$47,100,000
59LPL Financial LLC$393,789,699
58Alden Investment Group
57Arkadios Capital
56Capital Analysts Inc.
55Century Securities Associates Inc.
54Vanderbilt Financial Group
53SA Stone
52Coordinated Capital Securities Inc.
51Correll Co. Investment Services Corp.
50Financial Telesis Inc.
49Cutter & Company, Inc.
48First Republic Securities Co.
47Financial Services International Corp.
46GBS Financial Corp.
45Quincy Cass Associates Inc.
44ING Advisor Network Inc.
43Advisor Group
42Transamerica Financial Advisors, Inc.
41D.A. Davidson & Co.
40Williams Financial Group
39Finance 500 Inc.
38Foresters Equity Services Inc.
37Ausdal Financial Partners
36Atria Wealth Solutions
35Protected Investors of America Inc.
34SCF Securities Inc.
33Harbor Financial Services LLC
32TriCor Financial LLC
31CoastalOne
30Nations Financial Group
29Calton & Associates Inc.
28St. Bernard Financial Services Inc.
27Bernardi Securities Inc.
26WRP Investments Inc.
25Wunderlich Securities Inc.
24Allstate Financial Services LLC
23Park Avenue Securities LLC
22World Capital Brokerage, Inc.
21LifeMark Securities Corp.
20Bolton Global Capital
19BCG Securities, Inc.
18Schwab Independent Branch Services (Franchise)
17Synergy Investment Group
16Edward Jones
15Leonard & Co.
14MetLife Inc.
13New England Securities Inc.
12Tower Square Securities Inc.
11Walnut Street Securities Inc.
10Foothill Securities Inc.
9Trutoro
8Arete Wealth
7David A. Noyes & Company
6The Leaders Group
5Capital Investment Co.
4vFinance Investments Inc.
3Wall Street Access
2Cantella & Co. Inc.
1Thurston Springer Miller Herd & Titak

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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