Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
88St. Bernard Financial Services Inc.0
87Harbour Investments Inc.$9,250
86CFD Investments Inc.$40,755
85Securities Management and Research$189,013
84Arete Wealth$244,177
83American Portfolios Financial Services Inc.$301,852
82Geneos Wealth Management Inc.$336,467
81Broker Dealer Financial Services Corp.$405,474
80National Securities Corp.$478,000
79The Strategic Financial Alliance Inc.$888,993
78Founders Financial$1,021,100
77LaSalle St. Securities LLC$1,100,000
76Ameritas Investment Company/Ameritas Advisory Services$1,143,593
75TFS Securities Inc.$1,200,000
74The Investment Center Inc.$1,230,569
73Prospera Financial Services Inc.$1,506,390
72J.W. Cole Financial Inc.$1,668,127
71Cadaret, Grant & Co. Inc.$1,800,000
70The O.N. Equity Sales Co.$1,828,651
69United Planners Financial Services$2,147,888
68Principal Securities, Inc. $2,591,221
67Signator Investors Inc.$2,613,992
66NEXT Financial Group, Inc.$3,075,897
65Infinity Financial Services $3,217,861
64CUNA Brokerage Services Inc.$3,900,000
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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