Broker-dealer Data Center

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Year
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Clearing firm
Revenue
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
138Nationwide Planning Associates, Inc.$-47,458
137Trutoro$-446
136National Planning Corporation (NPC) 0
135Grove Point Financial, LLC0
134Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
133Crown Capital Securities L.P.0
132Equity Services Inc. 0
131First Allied Securities, Inc.0
130Avantax Investment Services, Inc.0
129Cetera Advisor Networks0
128Voya Financial Advisors Inc.0
127Cetera Advisors0
126Transamerica Financial Advisors, Inc.0
125INVEST Financial Corp.0
124Investment Centers of America Inc.0
123Royal Alliance Associates Inc.0
122SII Investments Inc.0
121Kestra Financial, Inc0
120PlanMember Securities Corp.0
119Concourse Financial Group Securities, Inc.0
118Securities America Inc.0
117Securities Service Network LLC0
116Sigma Financial Corp.0
115Cetera Financial Specialists0
114Triad Advisors, LLC0
113Questar Capital Corp.0
112Wells Fargo Advisors Financial Network0
111Woodbury Financial Services0
110Northwestern Mutual 0
109Lincoln Financial Network0
108Ameriprise Financial Services, LLC0
107Securian Financial Services Inc.0
106Summit Brokerage Services, Inc.0
105Waddell & Reed Financial Advisors0
104Lincoln Investment Planning, LLC0
103Independent Financial Group, LLC0
102Centaurus Financial, Inc.0
101Hornor, Townsend & Kent, LLC0
100Quest Capital Strategies Inc. 0
99Parkland Securities, LLC0
98Spire Investment Partners LLC0
97Capital Investment Co.0
96KMS Financial Services, Inc.0
95Cetera Financial Institutions0
94SagePoint Financial Inc.0
93FSC Securities Corp.0
92Trustmont Financial Group Inc.0
91Raymond James Financial Services Inc.0
90Kalos Capital Inc.0
89Fortune Financial Services, Inc.0
88St. Bernard Financial Services Inc.0
87Harbour Investments Inc.$9,250
86CFD Investments Inc.$40,755
85Securities Management and Research$189,013
84Arete Wealth$244,177
83American Portfolios Financial Services Inc.$301,852
82Geneos Wealth Management Inc.$336,467
81Broker Dealer Financial Services Corp.$405,474
80National Securities Corp.$478,000
79The Strategic Financial Alliance Inc.$888,993
78Founders Financial$1,021,100
77LaSalle St. Securities LLC$1,100,000
76Ameritas Investment Company/Ameritas Advisory Services$1,143,593
75TFS Securities Inc.$1,200,000
74The Investment Center Inc.$1,230,569
73Prospera Financial Services Inc.$1,506,390
72J.W. Cole Financial Inc.$1,668,127
71Cadaret, Grant & Co. Inc.$1,800,000
70The O.N. Equity Sales Co.$1,828,651
69United Planners Financial Services$2,147,888
68Principal Securities, Inc. $2,591,221
67Signator Investors Inc.$2,613,992
66NEXT Financial Group, Inc.$3,075,897
65Infinity Financial Services $3,217,861
64CUNA Brokerage Services Inc.$3,900,000
63Kovack Securities, Inc.$4,125,000
62M Holdings Securities Inc. (M Securities)$4,226,175
61Investacorp Inc.$4,814,862
60MML Investors Services, LLC$11,506,814
59Cambridge Investment Research, Inc.$41,148,398
58Equitable Advisors, LLC$52,900,000
57LPL Financial LLC$366,007,870
56Century Securities Associates Inc.
55The Leaders Group
54Thurston Springer Miller Herd & Titak
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Cutter & Company, Inc.
50Alden Investment Group
49Harbor Financial Services LLC
48GBS Financial Corp.
47SA Stone
46ING Advisor Network Inc.
45Financial Telesis Inc.
44First Republic Securities Co.
43Financial Services International Corp.
42Quincy Cass Associates Inc.
41Packerland Brokerage Services Inc.
40Vanderbilt Financial Group
39D.A. Davidson & Co.
38Williams Financial Group
37Finance 500 Inc.
36Foresters Equity Services Inc.
35Protected Investors of America Inc.
34Ausdal Financial Partners
33Advisor Group
32SCF Securities Inc.
31Arkadios Capital
30TriCor Financial LLC
29Atria Wealth Solutions
28CoastalOne
27WRP Investments Inc.
26Wunderlich Securities Inc.
25Calton & Associates Inc.
24Nations Financial Group
23Bernardi Securities Inc.
22Park Avenue Securities LLC
21Allstate Financial Services LLC
20LifeMark Securities Corp.
19Bolton Global Capital
18Hilltop Securities Independent Network Inc.
17World Capital Brokerage, Inc.
16Synergy Investment Group
15Leonard & Co.
14MetLife Inc.
13New England Securities Inc.
12Tower Square Securities Inc.
11Walnut Street Securities Inc.
10Foothill Securities Inc.
9Schwab Independent Branch Services (Franchise)
8Edward Jones
7David A. Noyes & Company
6vFinance Investments Inc.
5Wall Street Access
4Cantella & Co. Inc.
3BCG Securities, Inc.
2Berthel Fisher & Co. Financial Services Inc.
1Capital Analysts Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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