Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
88Kalos Capital Inc.0
87Fortune Financial Services, Inc.0
86St. Bernard Financial Services Inc.0
85The Leaders Group0
84Harbour Investments Inc.$9,250
83Trutoro$13,594
82Infinity Financial Services $37,037
81Nationwide Planning Associates, Inc.$52,627
80NEXT Financial Group, Inc.$274,658
79Geneos Wealth Management Inc.$356,706
78Arete Wealth$410,395
77The Investment Center Inc.$832,500
76The Strategic Financial Alliance Inc.$834,953
75The O.N. Equity Sales Co.$1,015,415
74Founders Financial$1,142,862
73Ameritas Investment Company/Ameritas Advisory Services$1,200,000
72LaSalle St. Securities LLC$1,200,000
71Prospera Financial Services Inc.$1,758,120
70Cadaret, Grant & Co. Inc.$1,800,000
69J.W. Cole Financial Inc.$1,888,380
68United Planners Financial Services$1,951,734
67Kovack Securities, Inc.$3,976,200
66Signator Investors Inc.$4,815,402
65Investacorp Inc.$5,502,000
64CUNA Brokerage Services Inc.$5,800,000
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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