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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
138Principal Securities, Inc. $-17,210,426
137David A. Noyes & Company$-743,821
136American Portfolios Financial Services Inc.$-315,492
135CFD Investments Inc.$-93,208
134National Planning Corporation (NPC) 0
133Grove Point Financial, LLC0
132Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
131Crown Capital Securities L.P.0
130First Allied Securities, Inc.0
129Avantax Investment Services, Inc.0
128Cetera Advisor Networks0
127Voya Financial Advisors Inc.0
126Cetera Advisors0
125Transamerica Financial Advisors, Inc.0
124M Holdings Securities Inc. (M Securities)0
123INVEST Financial Corp.0
122Investment Centers of America Inc.0
121Royal Alliance Associates Inc.0
120SII Investments Inc.0
119Kestra Financial, Inc0
118PlanMember Securities Corp.0
117Concourse Financial Group Securities, Inc.0
116Securities America Inc.0
115Securities Service Network LLC0
114Sigma Financial Corp.0
113Cetera Financial Specialists0
112Triad Advisors, LLC0
111Questar Capital Corp.0
110Wells Fargo Advisors Financial Network0
109Woodbury Financial Services0
108Lincoln Financial Network0
107Ameriprise Financial Services, LLC0
106Securian Financial Services Inc.0
105Summit Brokerage Services, Inc.0
104Waddell & Reed Financial Advisors0
103Lincoln Investment Planning, LLC0
102Independent Financial Group, LLC0
101Centaurus Financial, Inc.0
100Hornor, Townsend & Kent, LLC0
99Quest Capital Strategies Inc. 0
98Parkland Securities, LLC0
97Spire Investment Partners LLC0
96Capital Investment Co.0
95KMS Financial Services, Inc.0
94Cetera Financial Institutions0
93SagePoint Financial Inc.0
92FSC Securities Corp.0
91Trustmont Financial Group Inc.0
90Raymond James Financial Services Inc.0
89SCF Securities Inc.0
88Kalos Capital Inc.0
87Fortune Financial Services, Inc.0
86St. Bernard Financial Services Inc.0
85The Leaders Group0
84Harbour Investments Inc.$9,250
83Trutoro$13,594
82Infinity Financial Services $37,037
81Nationwide Planning Associates, Inc.$52,627
80NEXT Financial Group, Inc.$274,658
79Geneos Wealth Management Inc.$356,706
78Arete Wealth$410,395
77The Investment Center Inc.$832,500
76The Strategic Financial Alliance Inc.$834,953
75The O.N. Equity Sales Co.$1,015,415
74Founders Financial$1,142,862
73Ameritas Investment Company/Ameritas Advisory Services$1,200,000
72LaSalle St. Securities LLC$1,200,000
71Prospera Financial Services Inc.$1,758,120
70Cadaret, Grant & Co. Inc.$1,800,000
69J.W. Cole Financial Inc.$1,888,380
68United Planners Financial Services$1,951,734
67Kovack Securities, Inc.$3,976,200
66Signator Investors Inc.$4,815,402
65Investacorp Inc.$5,502,000
64CUNA Brokerage Services Inc.$5,800,000
63MML Investors Services, LLC$6,379,386
62Cambridge Investment Research, Inc.$42,421,155
61Equitable Advisors, LLC$51,600,000
60Northwestern Mutual $102,736,361
59LPL Financial LLC$297,516,562
58Wall Street Access
57Cantella & Co. Inc.
56Broker Dealer Financial Services Corp.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53TFS Securities Inc.
52Coordinated Capital Securities Inc.
51Correll Co. Investment Services Corp.
50Cutter & Company, Inc.
49Equity Services Inc.
48GBS Financial Corp.
47Nations Financial Group
46ING Advisor Network Inc.
45Thurston Springer Miller Herd & Titak
44SA Stone
43Financial Telesis Inc.
42First Republic Securities Co.
41Financial Services International Corp.
40Quincy Cass Associates Inc.
39Packerland Brokerage Services Inc.
38Alden Investment Group
37D.A. Davidson & Co.
36Williams Financial Group
35Berthel Fisher & Co. Financial Services Inc.
34Finance 500 Inc.
33Protected Investors of America Inc.
32Foresters Equity Services Inc.
31Ausdal Financial Partners
30Arkadios Capital
29Vanderbilt Financial Group
28Harbor Financial Services LLC
27Advisor Group
26TriCor Financial LLC
25WRP Investments Inc.
24Wunderlich Securities Inc.
23Atria Wealth Solutions
22Calton & Associates Inc.
21Park Avenue Securities LLC
20CoastalOne
19LifeMark Securities Corp.
18Bolton Global Capital
17Hilltop Securities Independent Network Inc.
16BCG Securities, Inc.
15Bernardi Securities Inc.
14Allstate Financial Services LLC
13Synergy Investment Group
12Securities Management and Research
11Leonard & Co.
10MetLife Inc.
9New England Securities Inc.
8Tower Square Securities Inc.
7Walnut Street Securities Inc.
6World Capital Brokerage, Inc.
5Foothill Securities Inc.
4Schwab Independent Branch Services (Franchise)
3Edward Jones
2National Securities Corp.
1vFinance Investments Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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