Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
88Trutoro0
87The Leaders Group0
86Alden Investment Group$1
85Harbour Investments Inc.$10,000
84Infinity Financial Services $92,752
83Securities Management and Research$160,452
82Geneos Wealth Management Inc.$241,189
81Nationwide Planning Associates, Inc.$244,239
80CFD Investments Inc.$419,870
79SCF Securities Inc.$649,312
78Arete Wealth$743,294
77David A. Noyes & Company$812,722
76The Investment Center Inc.$925,141
75The Strategic Financial Alliance Inc.$1,259,269
74Founders Financial$1,359,331
73LaSalle St. Securities LLC$1,750,000
72Cadaret, Grant & Co. Inc.$1,800,000
71Signator Investors Inc.$1,864,303
70The O.N. Equity Sales Co.$1,898,944
69J.W. Cole Financial Inc.$2,250,670
68United Planners Financial Services$2,454,640
67Prospera Financial Services Inc.$2,515,409
66KMS Financial Services, Inc.$3,090,702
65Kovack Securities, Inc.$4,128,750
64American Portfolios Financial Services Inc.$4,314,793
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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