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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
138Transamerica Financial Advisors, Inc.$-7,601,064
137Ameritas Investment Company/Ameritas Advisory Services$-2,774,388
136Royal Alliance Associates Inc.0
135Berthel Fisher & Co. Financial Services Inc.0
134Grove Point Financial, LLC0
133Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
132Crown Capital Securities L.P.0
131Equity Services Inc. 0
130First Allied Securities, Inc.0
129Avantax Investment Services, Inc.0
128Cetera Advisor Networks0
127Voya Financial Advisors Inc.0
126Cetera Advisors0
125M Holdings Securities Inc. (M Securities)0
124MML Investors Services, LLC0
123Kestra Financial, Inc0
122PlanMember Securities Corp.0
121Principal Securities, Inc. 0
120Concourse Financial Group Securities, Inc.0
119Securities America Inc.0
118Securities Service Network LLC0
117Sigma Financial Corp.0
116Cetera Financial Specialists0
115Triad Advisors, LLC0
114Questar Capital Corp.0
113Wells Fargo Advisors Financial Network0
112Woodbury Financial Services0
111Northwestern Mutual 0
110Lincoln Financial Network0
109Ameriprise Financial Services, LLC0
108Park Avenue Securities LLC0
107Securian Financial Services Inc.0
106Summit Brokerage Services, Inc.0
105Waddell & Reed Financial Advisors0
104Lincoln Investment Planning, LLC0
103Independent Financial Group, LLC0
102Centaurus Financial, Inc.0
101Hornor, Townsend & Kent, LLC0
100Quest Capital Strategies Inc. 0
99Parkland Securities, LLC0
98Spire Investment Partners LLC0
97Capital Investment Co.0
96Cetera Financial Institutions0
95SagePoint Financial Inc.0
94FSC Securities Corp.0
93Trustmont Financial Group Inc.0
92Raymond James Financial Services Inc.0
91Kalos Capital Inc.0
90Fortune Financial Services, Inc.0
89World Capital Brokerage, Inc.0
88Trutoro0
87The Leaders Group0
86Alden Investment Group$1
85Harbour Investments Inc.$10,000
84Infinity Financial Services $92,752
83Securities Management and Research$160,452
82Geneos Wealth Management Inc.$241,189
81Nationwide Planning Associates, Inc.$244,239
80CFD Investments Inc.$419,870
79SCF Securities Inc.$649,312
78Arete Wealth$743,294
77David A. Noyes & Company$812,722
76The Investment Center Inc.$925,141
75The Strategic Financial Alliance Inc.$1,259,269
74Founders Financial$1,359,331
73LaSalle St. Securities LLC$1,750,000
72Cadaret, Grant & Co. Inc.$1,800,000
71Signator Investors Inc.$1,864,303
70The O.N. Equity Sales Co.$1,898,944
69J.W. Cole Financial Inc.$2,250,670
68United Planners Financial Services$2,454,640
67Prospera Financial Services Inc.$2,515,409
66KMS Financial Services, Inc.$3,090,702
65Kovack Securities, Inc.$4,128,750
64American Portfolios Financial Services Inc.$4,314,793
63Investacorp Inc.$6,503,000
62CUNA Brokerage Services Inc.$8,500,000
61Cambridge Investment Research, Inc.$40,277,248
60Equitable Advisors, LLC$66,800,000
59LPL Financial LLC$364,570,423
58Cantella & Co. Inc.
57BCG Securities, Inc.
56TFS Securities Inc.
55Broker Dealer Financial Services Corp.
54Capital Analysts Inc.
53Century Securities Associates Inc.
52Coordinated Capital Securities Inc.
51Correll Co. Investment Services Corp.
50Cutter & Company, Inc.
49Nations Financial Group
48Thurston Springer Miller Herd & Titak
47GBS Financial Corp.
46SA Stone
45ING Advisor Network Inc.
44Financial Telesis Inc.
43First Republic Securities Co.
42Financial Services International Corp.
41Quincy Cass Associates Inc.
40Packerland Brokerage Services Inc.
39INVEST Financial Corp.
38Investment Centers of America Inc.
37National Planning Corporation (NPC)
36SII Investments Inc.
35NEXT Financial Group, Inc.
34D.A. Davidson & Co.
33Williams Financial Group
32Protected Investors of America Inc.
31Finance 500 Inc.
30Foresters Equity Services Inc.
29Ausdal Financial Partners
28Arkadios Capital
27Harbor Financial Services LLC
26TriCor Financial LLC
25WRP Investments Inc.
24Wunderlich Securities Inc.
23Vanderbilt Financial Group
22Advisor Group
21Calton & Associates Inc.
20St. Bernard Financial Services Inc.
19Bernardi Securities Inc.
18LifeMark Securities Corp.
17Bolton Global Capital
16Hilltop Securities Independent Network Inc.
15Allstate Financial Services LLC
14Synergy Investment Group
13Atria Wealth Solutions
12Leonard & Co.
11MetLife Inc.
10New England Securities Inc.
9Tower Square Securities Inc.
8Walnut Street Securities Inc.
7Foothill Securities Inc.
6Schwab Independent Branch Services (Franchise)
5Edward Jones
4CoastalOne
3National Securities Corp.
2vFinance Investments Inc.
1Wall Street Access

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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