Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
113Lincoln Investment Planning, LLC0
112Independent Financial Group, LLC0
111M Holdings Securities Inc. (M Securities)0
110Centaurus Financial, Inc.0
109MML Investors Services, LLC0
108Hornor, Townsend & Kent, LLC0
107Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
106Parkland Securities, LLC0
105Spire Investment Partners LLC0
104Crown Capital Securities L.P.0
103Kestra Financial, Inc0
102Cetera Financial Institutions0
101SagePoint Financial Inc.0
100FSC Securities Corp.0
99PlanMember Securities Corp.0
98Principal Securities, Inc. 0
97Concourse Financial Group Securities, Inc.0
96Equity Services Inc. 0
95Trustmont Financial Group Inc.0
94Securities America Inc.0
93Securities Service Network LLC0
92Harbour Investments Inc.$10,000
91Berthel Fisher & Co. Financial Services Inc.$19,770
90Securities Management and Research$163,328
89Packerland Brokerage Services Inc.$209,520
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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