Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
88Nationwide Planning Associates, Inc.$300,958
87CFD Investments Inc.$467,941
86Geneos Wealth Management Inc.$602,994
85Arete Wealth$775,403
84Transamerica Financial Advisors, Inc.$791,026
83Arkadios Capital$1,200,000
82Founders Financial$1,723,699
81Prospera Financial Services Inc.$1,731,887
80The O.N. Equity Sales Co.$1,821,515
79The Investment Center Inc.$1,854,733
78LaSalle St. Securities LLC$2,000,000
77J.W. Cole Financial Inc.$2,690,265
76United Planners Financial Services$2,985,971
75Kovack Securities, Inc.$4,691,400
74KMS Financial Services, Inc.$5,576,945
73Investacorp Inc.$8,083,000
72American Portfolios Financial Services Inc.$9,739,812
71Cambridge Investment Research, Inc.$46,599,336
70Avantax Investment Services, Inc.$53,050,193
69Equitable Advisors, LLC$74,400,000
68LPL Financial LLC$592,637,407
67Nations Financial Group
66BCG Securities, Inc.
65Broker Dealer Financial Services Corp.
64Cadaret, Grant & Co. Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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