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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
138Ameritas Investment Company/Ameritas Advisory Services$-6,896,212
137Cetera Advisors0
136Sigma Financial Corp.0
135First Allied Securities, Inc.0
134Cetera Financial Specialists0
133Raymond James Financial Services Inc.0
132Triad Advisors, LLC0
131Kalos Capital Inc.0
130Fortune Financial Services, Inc.0
129St. Bernard Financial Services Inc.0
128Woodbury Financial Services0
127World Capital Brokerage, Inc.0
126Northwestern Mutual 0
125Lincoln Financial Network0
124Ameriprise Financial Services, LLC0
123Trutoro0
122Park Avenue Securities LLC0
121The Leaders Group0
120Securian Financial Services Inc.0
119Grove Point Financial, LLC0
118Cetera Advisor Networks0
117Voya Financial Advisors Inc.0
116Royal Alliance Associates Inc.0
115Summit Brokerage Services, Inc.0
114Waddell & Reed Financial Advisors0
113Lincoln Investment Planning, LLC0
112Independent Financial Group, LLC0
111M Holdings Securities Inc. (M Securities)0
110Centaurus Financial, Inc.0
109MML Investors Services, LLC0
108Hornor, Townsend & Kent, LLC0
107Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
106Parkland Securities, LLC0
105Spire Investment Partners LLC0
104Crown Capital Securities L.P.0
103Kestra Financial, Inc0
102Cetera Financial Institutions0
101SagePoint Financial Inc.0
100FSC Securities Corp.0
99PlanMember Securities Corp.0
98Principal Securities, Inc. 0
97Concourse Financial Group Securities, Inc.0
96Equity Services Inc. 0
95Trustmont Financial Group Inc.0
94Securities America Inc.0
93Securities Service Network LLC0
92Harbour Investments Inc.$10,000
91Berthel Fisher & Co. Financial Services Inc.$19,770
90Securities Management and Research$163,328
89Packerland Brokerage Services Inc.$209,520
88Nationwide Planning Associates, Inc.$300,958
87CFD Investments Inc.$467,941
86Geneos Wealth Management Inc.$602,994
85Arete Wealth$775,403
84Transamerica Financial Advisors, Inc.$791,026
83Arkadios Capital$1,200,000
82Founders Financial$1,723,699
81Prospera Financial Services Inc.$1,731,887
80The O.N. Equity Sales Co.$1,821,515
79The Investment Center Inc.$1,854,733
78LaSalle St. Securities LLC$2,000,000
77J.W. Cole Financial Inc.$2,690,265
76United Planners Financial Services$2,985,971
75Kovack Securities, Inc.$4,691,400
74KMS Financial Services, Inc.$5,576,945
73Investacorp Inc.$8,083,000
72American Portfolios Financial Services Inc.$9,739,812
71Cambridge Investment Research, Inc.$46,599,336
70Avantax Investment Services, Inc.$53,050,193
69Equitable Advisors, LLC$74,400,000
68LPL Financial LLC$592,637,407
67Nations Financial Group
66BCG Securities, Inc.
65Broker Dealer Financial Services Corp.
64Cadaret, Grant & Co. Inc.
63Capital Analysts Inc.
62Century Securities Associates Inc.
61Coordinated Capital Securities Inc.
60Correll Co. Investment Services Corp.
59Cutter & Company, Inc.
58GBS Financial Corp.
57ING Advisor Network Inc.
56INVEST Financial Corp.
55Investment Centers of America Inc.
54National Planning Corporation (NPC)
53SII Investments Inc.
52NEXT Financial Group, Inc.
51Protected Investors of America Inc.
50Signator Investors Inc.
49Questar Capital Corp.
48Wells Fargo Advisors Financial Network
47WRP Investments Inc.
46Wunderlich Securities Inc.
45LifeMark Securities Corp.
44Bolton Global Capital
43Hilltop Securities Independent Network Inc.
42Synergy Investment Group
41Leonard & Co.
40MetLife Inc.
39New England Securities Inc.
38Tower Square Securities Inc.
37Walnut Street Securities Inc.
36Foothill Securities Inc.
35Quest Capital Strategies Inc.
34Capital Investment Co.
33National Securities Corp.
32vFinance Investments Inc.
31Wall Street Access
30Cantella & Co. Inc.
29TFS Securities Inc.
28SA Stone
27Financial Telesis Inc.
26First Republic Securities Co.
25Financial Services International Corp.
24Quincy Cass Associates Inc.
23D.A. Davidson & Co.
22Williams Financial Group
21Finance 500 Inc.
20Foresters Equity Services Inc.
19CUNA Brokerage Services Inc.
18Ausdal Financial Partners
17SCF Securities Inc.
16Harbor Financial Services LLC
15TriCor Financial LLC
14Calton & Associates Inc.
13Bernardi Securities Inc.
12Allstate Financial Services LLC
11The Strategic Financial Alliance Inc.
10Infinity Financial Services
9Schwab Independent Branch Services (Franchise)
8Edward Jones
7David A. Noyes & Company
6Thurston Springer Miller Herd & Titak
5Alden Investment Group
4Vanderbilt Financial Group
3Advisor Group
2Atria Wealth Solutions
1CoastalOne

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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