Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
88The O.N. Equity Sales Co.$1,608,955
87Arkadios Capital$1,800,000
86LaSalle St. Securities LLC$2,500,000
85United Planners Financial Services$2,741,890
84J.W. Cole Financial Inc.$3,689,120
83KMS Financial Services, Inc.$3,754,182
82Kovack Securities, Inc.$4,441,000
81American Portfolios Financial Services Inc.$10,862,452
80Avantax Investment Services, Inc.$68,289,089
79Cambridge Investment Research, Inc.$68,938,217
78Equitable Advisors, LLC$98,340,043
77LPL Financial LLC$741,835,084
76Kalos Capital Inc.
75Calton & Associates Inc.
74Bernardi Securities Inc.
73Allstate Financial Services LLC
72Securities Management and Research
71World Capital Brokerage, Inc.
70Infinity Financial Services
69Schwab Independent Branch Services (Franchise)
68Edward Jones
67David A. Noyes & Company
66Vanderbilt Financial Group
65Advisor Group
64Atria Wealth Solutions
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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