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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services0
5Williams Financial Group
6Wells Fargo Advisors Financial Network0
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors0
10Voya Financial Advisors Inc.0
11vFinance Investments Inc.
12Vanderbilt Financial Group
13United Planners Financial Services$1,951,734
14Trutoro$13,594
15Trustmont Financial Group Inc.0
16TriCor Financial LLC
17Triad Advisors, LLC0
18Transamerica Financial Advisors, Inc.0
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak
21The Leaders Group0
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.0
25The Strategic Financial Alliance Inc.$834,953
26St. Bernard Financial Services Inc.0
27Spire Investment Partners LLC0
28SII Investments Inc.0
29Signator Investors Inc.$4,815,402
30Sigma Financial Corp.0
31Securities Service Network LLC0
32Securities Management and Research
33Securities America Inc.0
34Securian Financial Services Inc.0
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.0
37SagePoint Financial Inc.0
38SA Stone
39Royal Alliance Associates Inc.0
40Raymond James Financial Services Inc.0
41Quincy Cass Associates Inc.
42Questar Capital Corp.0
43Quest Capital Strategies Inc. 0
44Protected Investors of America Inc.
45Prospera Financial Services Inc.$1,758,120
46Principal Securities, Inc. $-17,210,426
47PlanMember Securities Corp.0
48Parkland Securities, LLC0
49Park Avenue Securities LLC
50Packerland Brokerage Services Inc.
51The O.N. Equity Sales Co.$1,015,415
52Northwestern Mutual $102,736,361
53NEXT Financial Group, Inc.$274,658
54New England Securities Inc.
55Nationwide Planning Associates, Inc.$52,627
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC) 0
59MML Investors Services, LLC$6,379,386
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)0
62LPL Financial LLC$297,516,562
63Lincoln Investment Planning, LLC0
64Lincoln Financial Network0
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC$1,200,000
68Kovack Securities, Inc.$3,976,200
69KMS Financial Services, Inc.0
70Kestra Financial, Inc0
71Kalos Capital Inc.0
72J.W. Cole Financial Inc.$1,888,380
73Investment Centers of America Inc.0
74The Investment Center Inc.$832,500
75Investacorp Inc.$5,502,000
76INVEST Financial Corp.0
77ING Advisor Network Inc.
78Infinity Financial Services $37,037
79Independent Financial Group, LLC0
80Hornor, Townsend & Kent, LLC0
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.$9,250
83Harbor Financial Services LLC
84Grove Point Financial, LLC0
85Geneos Wealth Management Inc.$356,706
86GBS Financial Corp.
87FSC Securities Corp.0
88Founders Financial$1,142,862
89Fortune Financial Services, Inc.0
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.0
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc.
98Equitable Advisors, LLC$51,600,000
99Edward Jones
100David A. Noyes & Company$-743,821
101D.A. Davidson & Co.
102Cutter & Company, Inc.
103CUNA Brokerage Services Inc.$5,800,000
104Crown Capital Securities L.P.0
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.0
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
109CoastalOne
110CFD Investments Inc.$-93,208
111Cetera Financial Specialists0
112Cetera Financial Institutions0
113Cetera Advisors0
114Cetera Advisor Networks0
115Century Securities Associates Inc.
116Centaurus Financial, Inc.0
117Capital Investment Co.0
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.$42,421,155
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.$1,800,000
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.0
129Ausdal Financial Partners
130Atria Wealth Solutions
131Arkadios Capital
132Arete Wealth$410,395
133Ameritas Investment Company/Ameritas Advisory Services$1,200,000
134Ameriprise Financial Services, LLC0
135American Portfolios Financial Services Inc.$-315,492
136Allstate Financial Services LLC
137Alden Investment Group
138Advisor Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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