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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$393,789,699
2Equitable Advisors, LLC$47,100,000
3Cambridge Investment Research, Inc.$36,537,731
4MML Investors Services, LLC$11,205,162
5National Securities Corp.$7,822,000
6Principal Securities, Inc. $6,988,245
7Investacorp Inc.$5,980,677
8M Holdings Securities Inc. (M Securities)$3,953,980
9American Portfolios Financial Services Inc.$3,555,440
10NEXT Financial Group, Inc.$3,261,200
11Hilltop Securities Independent Network Inc.$2,979,522
12Kovack Securities, Inc.$2,318,835
13Infinity Financial Services $2,244,693
14CUNA Brokerage Services Inc.$2,100,000
15The O.N. Equity Sales Co.$1,800,000
16Cadaret, Grant & Co. Inc.$1,800,000
17The Strategic Financial Alliance Inc.$1,759,726
18United Planners Financial Services$1,500,000
19J.W. Cole Financial Inc.$1,450,545
20Prospera Financial Services Inc.$1,437,661
21TFS Securities Inc.$1,300,000
22LaSalle St. Securities LLC$1,200,000
23Founders Financial$800,000
24Berthel Fisher & Co. Financial Services Inc.$529,694
25Broker Dealer Financial Services Corp.$266,801
26Securities Management and Research$179,502
27Geneos Wealth Management Inc.$136,751
28Packerland Brokerage Services Inc.$126,067
29The Investment Center Inc.$32,785
30Harbour Investments Inc.$9,133
31Centaurus Financial, Inc.$3
32National Planning Corporation (NPC) 0
33Grove Point Financial, LLC0
34Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
35Crown Capital Securities L.P.0
36Equity Services Inc. 0
37First Allied Securities, Inc.0
38Avantax Investment Services, Inc.0
39Cetera Advisor Networks0
40Voya Financial Advisors Inc.0
41Cetera Advisors0
42INVEST Financial Corp.0
43Investment Centers of America Inc.0
44Royal Alliance Associates Inc.0
45SII Investments Inc.0
46Kestra Financial, Inc0
47PlanMember Securities Corp.0
48Concourse Financial Group Securities, Inc.0
49Securities America Inc.0
50Securities Service Network LLC0
51Sigma Financial Corp.0
52Cetera Financial Specialists0
53Triad Advisors, LLC0
54Questar Capital Corp.0
55Wells Fargo Advisors Financial Network0
56Woodbury Financial Services0
57Northwestern Mutual 0
58Lincoln Financial Network0
59Ameriprise Financial Services, LLC0
60Securian Financial Services Inc.0
61Summit Brokerage Services, Inc.0
62Waddell & Reed Financial Advisors0
63Lincoln Investment Planning, LLC0
64Independent Financial Group, LLC0
65Hornor, Townsend & Kent, LLC0
66Quest Capital Strategies Inc. 0
67Parkland Securities, LLC0
68Spire Investment Partners LLC0
69KMS Financial Services, Inc.0
70Cetera Financial Institutions0
71SagePoint Financial Inc.0
72FSC Securities Corp.0
73Trustmont Financial Group Inc.0
74Raymond James Financial Services Inc.0
75Kalos Capital Inc.0
76Fortune Financial Services, Inc.0
77Nationwide Planning Associates, Inc.$-21,632
78CFD Investments Inc.$-25,281
79Ameritas Investment Company/Ameritas Advisory Services$-1,914,803
80Signator Investors Inc.$-9,881,211
81Trutoro
82Arete Wealth
83David A. Noyes & Company
84The Leaders Group
85Capital Investment Co.
86ING Advisor Network Inc.
87vFinance Investments Inc.
88Wall Street Access
89Cantella & Co. Inc.
90GBS Financial Corp.
91Thurston Springer Miller Herd & Titak
92Alden Investment Group
93Cutter & Company, Inc.
94Arkadios Capital
95Vanderbilt Financial Group
96SA Stone
97Financial Telesis Inc.
98First Republic Securities Co.
99Financial Services International Corp.
100Quincy Cass Associates Inc.
101Correll Co. Investment Services Corp.
102Advisor Group
103Coordinated Capital Securities Inc.
104D.A. Davidson & Co.
105Williams Financial Group
106Finance 500 Inc.
107Foresters Equity Services Inc.
108Century Securities Associates Inc.
109Ausdal Financial Partners
110Atria Wealth Solutions
111SCF Securities Inc.
112Harbor Financial Services LLC
113TriCor Financial LLC
114CoastalOne
115Nations Financial Group
116Calton & Associates Inc.
117St. Bernard Financial Services Inc.
118Bernardi Securities Inc.
119Wunderlich Securities Inc.
120Allstate Financial Services LLC
121Capital Analysts Inc.
122BCG Securities, Inc.
123Park Avenue Securities LLC
124World Capital Brokerage, Inc.
125LifeMark Securities Corp.
126Bolton Global Capital
127WRP Investments Inc.
128Schwab Independent Branch Services (Franchise)
129Synergy Investment Group
130Edward Jones
131Leonard & Co.
132MetLife Inc.
133New England Securities Inc.
134Walnut Street Securities Inc.
135Tower Square Securities Inc.
136Protected Investors of America Inc.
137Transamerica Financial Advisors, Inc.
138Foothill Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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