Broker-dealer Data Center

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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$366,007,870
2Equitable Advisors, LLC$52,900,000
3Cambridge Investment Research, Inc.$41,148,398
4MML Investors Services, LLC$11,506,814
5Investacorp Inc.$4,814,862
6M Holdings Securities Inc. (M Securities)$4,226,175
7Kovack Securities, Inc.$4,125,000
8CUNA Brokerage Services Inc.$3,900,000
9Infinity Financial Services $3,217,861
10NEXT Financial Group, Inc.$3,075,897
11Signator Investors Inc.$2,613,992
12Principal Securities, Inc. $2,591,221
13United Planners Financial Services$2,147,888
14The O.N. Equity Sales Co.$1,828,651
15Cadaret, Grant & Co. Inc.$1,800,000
16J.W. Cole Financial Inc.$1,668,127
17Prospera Financial Services Inc.$1,506,390
18The Investment Center Inc.$1,230,569
19TFS Securities Inc.$1,200,000
20Ameritas Investment Company/Ameritas Advisory Services$1,143,593
21LaSalle St. Securities LLC$1,100,000
22Founders Financial$1,021,100
23The Strategic Financial Alliance Inc.$888,993
24National Securities Corp.$478,000
25Broker Dealer Financial Services Corp.$405,474
26Geneos Wealth Management Inc.$336,467
27American Portfolios Financial Services Inc.$301,852
28Arete Wealth$244,177
29Securities Management and Research$189,013
30CFD Investments Inc.$40,755
31Harbour Investments Inc.$9,250
32National Planning Corporation (NPC) 0
33Grove Point Financial, LLC0
34Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
35Crown Capital Securities L.P.0
36Equity Services Inc. 0
37First Allied Securities, Inc.0
38Avantax Investment Services, Inc.0
39Cetera Advisor Networks0
40Voya Financial Advisors Inc.0
41Cetera Advisors0
42Transamerica Financial Advisors, Inc.0
43INVEST Financial Corp.0
44Investment Centers of America Inc.0
45Royal Alliance Associates Inc.0
46SII Investments Inc.0
47Kestra Financial, Inc0
48PlanMember Securities Corp.0
49Concourse Financial Group Securities, Inc.0
50Securities America Inc.0
51Securities Service Network LLC0
52Sigma Financial Corp.0
53Cetera Financial Specialists0
54Triad Advisors, LLC0
55Questar Capital Corp.0
56Wells Fargo Advisors Financial Network0
57Woodbury Financial Services0
58Northwestern Mutual 0
59Lincoln Financial Network0
60Ameriprise Financial Services, LLC0
61Securian Financial Services Inc.0
62Summit Brokerage Services, Inc.0
63Waddell & Reed Financial Advisors0
64Lincoln Investment Planning, LLC0
65Independent Financial Group, LLC0
66Centaurus Financial, Inc.0
67Hornor, Townsend & Kent, LLC0
68Quest Capital Strategies Inc. 0
69Parkland Securities, LLC0
70Spire Investment Partners LLC0
71Capital Investment Co.0
72KMS Financial Services, Inc.0
73Cetera Financial Institutions0
74SagePoint Financial Inc.0
75FSC Securities Corp.0
76Trustmont Financial Group Inc.0
77Raymond James Financial Services Inc.0
78Kalos Capital Inc.0
79Fortune Financial Services, Inc.0
80St. Bernard Financial Services Inc.0
81Trutoro$-446
82Nationwide Planning Associates, Inc.$-47,458
83BCG Securities, Inc.
84David A. Noyes & Company
85ING Advisor Network Inc.
86vFinance Investments Inc.
87Wall Street Access
88Cantella & Co. Inc.
89GBS Financial Corp.
90The Leaders Group
91Thurston Springer Miller Herd & Titak
92Cutter & Company, Inc.
93Alden Investment Group
94Arkadios Capital
95SA Stone
96Financial Telesis Inc.
97First Republic Securities Co.
98Financial Services International Corp.
99Quincy Cass Associates Inc.
100Packerland Brokerage Services Inc.
101Vanderbilt Financial Group
102Correll Co. Investment Services Corp.
103D.A. Davidson & Co.
104Williams Financial Group
105Finance 500 Inc.
106Foresters Equity Services Inc.
107Coordinated Capital Securities Inc.
108Ausdal Financial Partners
109Advisor Group
110SCF Securities Inc.
111Harbor Financial Services LLC
112TriCor Financial LLC
113Atria Wealth Solutions
114CoastalOne
115Calton & Associates Inc.
116Nations Financial Group
117Bernardi Securities Inc.
118Park Avenue Securities LLC
119Allstate Financial Services LLC
120LifeMark Securities Corp.
121Bolton Global Capital
122Hilltop Securities Independent Network Inc.
123Wunderlich Securities Inc.
124WRP Investments Inc.
125Century Securities Associates Inc.
126Capital Analysts Inc.
127World Capital Brokerage, Inc.
128Synergy Investment Group
129Leonard & Co.
130MetLife Inc.
131New England Securities Inc.
132Tower Square Securities Inc.
133Walnut Street Securities Inc.
134Protected Investors of America Inc.
135Berthel Fisher & Co. Financial Services Inc.
136Schwab Independent Branch Services (Franchise)
137Foothill Securities Inc.
138Edward Jones

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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