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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$592,637,407
2Equitable Advisors, LLC$74,400,000
3Avantax Investment Services, Inc.$53,050,193
4Cambridge Investment Research, Inc.$46,599,336
5American Portfolios Financial Services Inc.$9,739,812
6Investacorp Inc.$8,083,000
7KMS Financial Services, Inc.$5,576,945
8Kovack Securities, Inc.$4,691,400
9United Planners Financial Services$2,985,971
10J.W. Cole Financial Inc.$2,690,265
11LaSalle St. Securities LLC$2,000,000
12The Investment Center Inc.$1,854,733
13The O.N. Equity Sales Co.$1,821,515
14Prospera Financial Services Inc.$1,731,887
15Founders Financial$1,723,699
16Arkadios Capital$1,200,000
17Transamerica Financial Advisors, Inc.$791,026
18Arete Wealth$775,403
19Geneos Wealth Management Inc.$602,994
20CFD Investments Inc.$467,941
21Nationwide Planning Associates, Inc.$300,958
22Packerland Brokerage Services Inc.$209,520
23Securities Management and Research$163,328
24Berthel Fisher & Co. Financial Services Inc.$19,770
25Harbour Investments Inc.$10,000
26Kalos Capital Inc.0
27Fortune Financial Services, Inc.0
28St. Bernard Financial Services Inc.0
29Woodbury Financial Services0
30World Capital Brokerage, Inc.0
31Northwestern Mutual 0
32Lincoln Financial Network0
33Ameriprise Financial Services, LLC0
34Trutoro0
35Park Avenue Securities LLC0
36The Leaders Group0
37Securian Financial Services Inc.0
38Grove Point Financial, LLC0
39Cetera Advisor Networks0
40Voya Financial Advisors Inc.0
41Cetera Advisors0
42M Holdings Securities Inc. (M Securities)0
43Centaurus Financial, Inc.0
44MML Investors Services, LLC0
45Hornor, Townsend & Kent, LLC0
46Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
47Parkland Securities, LLC0
48Spire Investment Partners LLC0
49Crown Capital Securities L.P.0
50Kestra Financial, Inc0
51Cetera Financial Institutions0
52SagePoint Financial Inc.0
53FSC Securities Corp.0
54PlanMember Securities Corp.0
55Principal Securities, Inc. 0
56Concourse Financial Group Securities, Inc.0
57Equity Services Inc. 0
58Trustmont Financial Group Inc.0
59Securities America Inc.0
60Securities Service Network LLC0
61Sigma Financial Corp.0
62First Allied Securities, Inc.0
63Cetera Financial Specialists0
64Raymond James Financial Services Inc.0
65Triad Advisors, LLC0
66Independent Financial Group, LLC0
67Royal Alliance Associates Inc.0
68Summit Brokerage Services, Inc.0
69Waddell & Reed Financial Advisors0
70Lincoln Investment Planning, LLC0
71Ameritas Investment Company/Ameritas Advisory Services$-6,896,212
72Nations Financial Group
73BCG Securities, Inc.
74Broker Dealer Financial Services Corp.
75Cadaret, Grant & Co. Inc.
76Capital Analysts Inc.
77Century Securities Associates Inc.
78Coordinated Capital Securities Inc.
79Correll Co. Investment Services Corp.
80Cutter & Company, Inc.
81GBS Financial Corp.
82ING Advisor Network Inc.
83INVEST Financial Corp.
84Investment Centers of America Inc.
85National Planning Corporation (NPC)
86SII Investments Inc.
87NEXT Financial Group, Inc.
88Protected Investors of America Inc.
89Signator Investors Inc.
90Questar Capital Corp.
91Wells Fargo Advisors Financial Network
92WRP Investments Inc.
93Wunderlich Securities Inc.
94LifeMark Securities Corp.
95Bolton Global Capital
96Hilltop Securities Independent Network Inc.
97Synergy Investment Group
98Leonard & Co.
99MetLife Inc.
100New England Securities Inc.
101Tower Square Securities Inc.
102Walnut Street Securities Inc.
103Foothill Securities Inc.
104Quest Capital Strategies Inc.
105Capital Investment Co.
106National Securities Corp.
107vFinance Investments Inc.
108Wall Street Access
109Cantella & Co. Inc.
110TFS Securities Inc.
111SA Stone
112Financial Telesis Inc.
113First Republic Securities Co.
114Financial Services International Corp.
115Quincy Cass Associates Inc.
116D.A. Davidson & Co.
117Williams Financial Group
118Finance 500 Inc.
119Foresters Equity Services Inc.
120CUNA Brokerage Services Inc.
121Ausdal Financial Partners
122SCF Securities Inc.
123Harbor Financial Services LLC
124TriCor Financial LLC
125Calton & Associates Inc.
126Bernardi Securities Inc.
127Allstate Financial Services LLC
128The Strategic Financial Alliance Inc.
129Infinity Financial Services
130Schwab Independent Branch Services (Franchise)
131Edward Jones
132David A. Noyes & Company
133Thurston Springer Miller Herd & Titak
134Alden Investment Group
135Vanderbilt Financial Group
136Advisor Group
137Atria Wealth Solutions
138CoastalOne

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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