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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$4,281,481,086
2Ameriprise Financial Services, LLC$4,259,992,326
3Raymond James Financial Services Inc.$2,071,000,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,241,571,969
5MML Investors Services, LLC$1,050,377,000
6Northwestern Mutual $1,034,487,000
7Wells Fargo Advisors Financial Network$990,794,849
8Cambridge Investment Research, Inc.$811,395,992
9Equitable Advisors, LLC$786,527,198
10Lincoln Financial Network$740,186,365
11Securities America Inc.$637,300,000
12Cetera Advisor Networks$569,678,779
13Royal Alliance Associates Inc.$483,859,884
14Waddell & Reed Financial Advisors$476,612,275
15Kestra Financial, Inc$475,417,323
16Voya Financial Advisors Inc.$429,303,966
17Signator Investors Inc.$423,282,493
18SagePoint Financial Inc.$351,696,921
19Cetera Advisors$351,213,669
20Securian Financial Services Inc.$347,200,000
21Lincoln Investment Planning, LLC$309,700,000
22Principal Securities, Inc. $299,698,627
23Woodbury Financial Services$285,583,941
24Cetera Financial Institutions$283,972,202
25FSC Securities Corp.$281,119,481
26First Allied Securities, Inc.$231,450,576
27American Portfolios Financial Services Inc.$190,145,579
28Triad Advisors, LLC$183,881,316
29Park Avenue Securities LLC$183,796,000
30CUNA Brokerage Services Inc.$172,600,000
31M Holdings Securities Inc. (M Securities)$165,516,984
32Summit Brokerage Services, Inc.$161,930,427
33Cadaret, Grant & Co. Inc.$158,485,962
34Centaurus Financial, Inc.$147,027,885
35Cetera Financial Specialists$144,218,713
36Independent Financial Group, LLC$139,275,200
37Ameritas Investment Company/Ameritas Advisory Services$136,300,000
38Securities Service Network LLC$118,223,000
39Grove Point Financial, LLC$114,698,000
40Geneos Wealth Management Inc.$111,914,040
41United Planners Financial Services$110,946,128
42Questar Capital Corp.$110,689,000
43Concourse Financial Group Securities, Inc.$109,275,034
44KMS Financial Services, Inc.$108,414,395
45Hornor, Townsend & Kent, LLC$107,210,062
46J.W. Cole Financial Inc.$104,599,500
47Sigma Financial Corp.$99,776,904
48Transamerica Financial Advisors, Inc.$93,818,089
49Investacorp Inc.$92,081,556
50PlanMember Securities Corp.$85,648,000
51Kovack Securities, Inc.$74,590,000
52The O.N. Equity Sales Co.$62,826,417
53Parkland Securities, LLC$53,219,827
54The Leaders Group$52,919,921
55Prospera Financial Services Inc.$50,793,307
56Berthel Fisher & Co. Financial Services Inc.$50,403,323
57The Investment Center Inc.$50,313,335
58The Strategic Financial Alliance Inc.$49,873,214
59Equity Services Inc. $45,600,000
60Crown Capital Securities L.P.$44,425,598
61Harbour Investments Inc.$43,799,000
62LaSalle St. Securities LLC$37,800,000
63Kalos Capital Inc.$35,222,300
64CFD Investments Inc.$31,497,717
65David A. Noyes & Company$28,554,000
66Spire Investment Partners LLC$26,295,590
67Arete Wealth$25,796,981
68Founders Financial$24,958,171
69SCF Securities Inc.$22,556,564
70Nationwide Planning Associates, Inc.$17,322,669
71Fortune Financial Services, Inc.$16,202,698
72Infinity Financial Services $5,333,418
73Securities Management and Research$5,274,875
74World Capital Brokerage, Inc.$2,000,000
75Alden Investment Group$1,663,424
76Trutoro$715,026
77Avantax Investment Services, Inc.0
78Capital Investment Co.0
79Quest Capital Strategies Inc. 0
80Trustmont Financial Group Inc.0
81Bolton Global Capital
82LifeMark Securities Corp.
83National Securities Corp.
84vFinance Investments Inc.
85Wall Street Access
86Cantella & Co. Inc.
87TFS Securities Inc.
88ING Advisor Network Inc.
89Century Securities Associates Inc.
90Wunderlich Securities Inc.
91Capital Analysts Inc.
92Broker Dealer Financial Services Corp.
93SA Stone
94Financial Telesis Inc.
95First Republic Securities Co.
96Financial Services International Corp.
97Quincy Cass Associates Inc.
98Packerland Brokerage Services Inc.
99WRP Investments Inc.
100D.A. Davidson & Co.
101Williams Financial Group
102Finance 500 Inc.
103Foresters Equity Services Inc.
104INVEST Financial Corp.
105Ausdal Financial Partners
106BCG Securities, Inc.
107Harbor Financial Services LLC
108TriCor Financial LLC
109Investment Centers of America Inc.
110Calton & Associates Inc.
111St. Bernard Financial Services Inc.
112Bernardi Securities Inc.
113Allstate Financial Services LLC
114National Planning Corporation (NPC)
115Schwab Independent Branch Services (Franchise)
116Edward Jones
117SII Investments Inc.
118NEXT Financial Group, Inc.
119Protected Investors of America Inc.
120Thurston Springer Miller Herd & Titak
121Arkadios Capital
122Vanderbilt Financial Group
123Advisor Group
124Atria Wealth Solutions
125CoastalOne
126GBS Financial Corp.
127Nations Financial Group
128Cutter & Company, Inc.
129Synergy Investment Group
130Leonard & Co.
131MetLife Inc.
132New England Securities Inc.
133Tower Square Securities Inc.
134Walnut Street Securities Inc.
135Correll Co. Investment Services Corp.
136Coordinated Capital Securities Inc.
137Foothill Securities Inc.
138Hilltop Securities Independent Network Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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