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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$5,871,640,101
2Ameriprise Financial Services, LLC$5,037,581,832
3Advisor Group$3,260,912,873
4Raymond James Financial Services Inc.$2,657,878,614
5Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455
6Northwestern Mutual $1,517,364,000
7MML Investors Services, LLC$1,239,300,000
8Cambridge Investment Research, Inc.$1,084,867,961
9Securities America Inc.$1,048,900,000
10Equitable Advisors, LLC$983,529,192
11Royal Alliance Associates Inc.$936,353,114
12Kestra Financial, Inc$607,872,562
13Waddell & Reed Financial Advisors$537,131,200
14Atria Wealth Solutions$523,913,907
15Woodbury Financial Services$509,720,933
16SagePoint Financial Inc.$387,366,961
17Securian Financial Services Inc.$374,830,000
18Lincoln Investment Planning, LLC$353,680,000
19Principal Securities, Inc. $316,711,169
20Park Avenue Securities LLC$249,647,000
21FSC Securities Corp.$237,146,541
22American Portfolios Financial Services Inc.$233,071,434
23Independent Financial Group, LLC$197,100,000
24M Holdings Securities Inc. (M Securities)$166,696,598
25Centaurus Financial, Inc.$158,683,040
26J.W. Cole Financial Inc.$155,650,600
27Ameritas Investment Company/Ameritas Advisory Services$150,200,000
28Triad Advisors, LLC$141,425,324
29United Planners Financial Services$138,152,964
30Sigma Financial Corp.$130,820,243
31Geneos Wealth Management Inc.$123,971,985
32Hornor, Townsend & Kent, LLC$119,874,666
33Concourse Financial Group Securities, Inc.$116,189,724
34PlanMember Securities Corp.$111,200,000
35Grove Point Financial, LLC$109,100,000
36The Leaders Group$89,104,748
37Kovack Securities, Inc.$82,368,000
38The O.N. Equity Sales Co.$70,923,126
39Prospera Financial Services Inc.$70,414,959
40Harbour Investments Inc.$64,095,000
41The Investment Center Inc.$64,032,485
42Parkland Securities, LLC$62,993,829
43Equity Services Inc. $56,000,000
44The Strategic Financial Alliance Inc.$45,306,465
45Arete Wealth$45,219,714
46LaSalle St. Securities LLC$44,000,000
47Arkadios Capital$39,400,936
48CFD Investments Inc.$32,081,905
49Founders Financial$31,014,613
50Packerland Brokerage Services Inc.$27,668,992
51Nationwide Planning Associates, Inc.$22,711,603
52Fortune Financial Services, Inc.$21,188,836
53Cutter & Company, Inc.$13,800,000
54Alden Investment Group$5,348,524
55Trutoro$1,460,102
56Trustmont Financial Group Inc.0
57Transamerica Financial Advisors, Inc.0
58Thurston Springer Miller Herd & Titak0
59St. Bernard Financial Services Inc.0
60Vanderbilt Financial Group0
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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