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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▲
138Transamerica Financial Advisors, Inc.0
137Trustmont Financial Group Inc.0
136Vanderbilt Financial Group0
135Thurston Springer Miller Herd & Titak0
134St. Bernard Financial Services Inc.0
133Trutoro$1,460,102
132Alden Investment Group$5,348,524
131Cutter & Company, Inc.$13,800,000
130Fortune Financial Services, Inc.$21,188,836
129Nationwide Planning Associates, Inc.$22,711,603
128Packerland Brokerage Services Inc.$27,668,992
127Founders Financial$31,014,613
126CFD Investments Inc.$32,081,905
125Arkadios Capital$39,400,936
124LaSalle St. Securities LLC$44,000,000
123Arete Wealth$45,219,714
122The Strategic Financial Alliance Inc.$45,306,465
121Equity Services Inc. $56,000,000
120Parkland Securities, LLC$62,993,829
119The Investment Center Inc.$64,032,485
118Harbour Investments Inc.$64,095,000
117Prospera Financial Services Inc.$70,414,959
116The O.N. Equity Sales Co.$70,923,126
115Kovack Securities, Inc.$82,368,000
114The Leaders Group$89,104,748
113Grove Point Financial, LLC$109,100,000
112PlanMember Securities Corp.$111,200,000
111Concourse Financial Group Securities, Inc.$116,189,724
110Hornor, Townsend & Kent, LLC$119,874,666
109Geneos Wealth Management Inc.$123,971,985
108Sigma Financial Corp.$130,820,243
107United Planners Financial Services$138,152,964
106Triad Advisors, LLC$141,425,324
105Ameritas Investment Company/Ameritas Advisory Services$150,200,000
104J.W. Cole Financial Inc.$155,650,600
103Centaurus Financial, Inc.$158,683,040
102M Holdings Securities Inc. (M Securities)$166,696,598
101Independent Financial Group, LLC$197,100,000
100American Portfolios Financial Services Inc.$233,071,434
99FSC Securities Corp.$237,146,541
98Park Avenue Securities LLC$249,647,000
97Principal Securities, Inc. $316,711,169
96Lincoln Investment Planning, LLC$353,680,000
95Securian Financial Services Inc.$374,830,000
94SagePoint Financial Inc.$387,366,961
93Woodbury Financial Services$509,720,933
92Atria Wealth Solutions$523,913,907
91Waddell & Reed Financial Advisors$537,131,200
90Kestra Financial, Inc$607,872,562
89Royal Alliance Associates Inc.$936,353,114
88Equitable Advisors, LLC$983,529,192
87Securities America Inc.$1,048,900,000
86Cambridge Investment Research, Inc.$1,084,867,961
85MML Investors Services, LLC$1,239,300,000
84Northwestern Mutual $1,517,364,000
83Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455
82Raymond James Financial Services Inc.$2,657,878,614
81Advisor Group$3,260,912,873
80Ameriprise Financial Services, LLC$5,037,581,832
79LPL Financial LLC$5,871,640,101
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc.
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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