Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenue ▲
138Capital Investment Co.0
137St. Bernard Financial Services Inc.0
136Quest Capital Strategies Inc. 0
135Trustmont Financial Group Inc.0
134Trutoro$525,841
133Infinity Financial Services $4,001,929
132Fortune Financial Services, Inc.$12,216,757
131Nationwide Planning Associates, Inc.$14,180,597
130Arete Wealth$16,268,669
129David A. Noyes & Company$17,413,000
128SCF Securities Inc.$17,889,942
127Spire Investment Partners LLC$19,141,492
126Founders Financial$23,159,797
125CFD Investments Inc.$30,041,895
124Kalos Capital Inc.$34,500,000
123Harbour Investments Inc.$36,997,000
122LaSalle St. Securities LLC$39,816,000
121Crown Capital Securities L.P.$41,025,657
120Parkland Securities, LLC$41,290,199
119The Strategic Financial Alliance Inc.$43,165,034
118Prospera Financial Services Inc.$43,754,308
117The Investment Center Inc.$45,083,718
116The Leaders Group$46,518,187
115The O.N. Equity Sales Co.$56,670,000
114Kovack Securities, Inc.$65,382,000
113Hornor, Townsend & Kent, LLC$69,210,000
112PlanMember Securities Corp.$75,096,000
111Sigma Financial Corp.$86,586,556
110Investacorp Inc.$87,771,005
109J.W. Cole Financial Inc.$91,432,589
108KMS Financial Services, Inc.$96,423,461
107United Planners Financial Services$97,345,505
106Concourse Financial Group Securities, Inc.$97,910,150
105Questar Capital Corp.$102,630,400
104Geneos Wealth Management Inc.$104,458,839
103NEXT Financial Group, Inc.$107,787,124
102Grove Point Financial, LLC$107,804,000
101Securities Service Network LLC$111,608,000
100Investment Centers of America Inc.$113,429,000
99Independent Financial Group, LLC$122,878,000
98Cetera Financial Specialists$128,911,784
97Ameritas Investment Company/Ameritas Advisory Services$132,100,000
96Transamerica Financial Advisors, Inc.$133,321,914
95Centaurus Financial, Inc.$144,455,127
94Summit Brokerage Services, Inc.$144,458,417
93M Holdings Securities Inc. (M Securities)$148,000,000
92Cadaret, Grant & Co. Inc.$149,497,813
91CUNA Brokerage Services Inc.$158,000,000
90SII Investments Inc.$169,331,000
89American Portfolios Financial Services Inc.$171,486,365
88Triad Advisors, LLC$173,242,000
87First Allied Securities, Inc.$224,607,110
86Lincoln Investment Planning, LLC$232,572,000
85INVEST Financial Corp.$249,821,000
84Woodbury Financial Services$253,943,000
83Cetera Financial Institutions$263,103,643
82FSC Securities Corp.$274,115,000
81Principal Securities, Inc. $279,328,470
80Cetera Advisors$284,577,938
79SagePoint Financial Inc.$307,558,000
78Avantax Investment Services, Inc.$316,566,822
77Securian Financial Services Inc.$325,642,198
76Signator Investors Inc.$357,317,849
75MML Investors Services, LLC$367,555,763
74National Planning Corporation (NPC) $376,824,000
73Voya Financial Advisors Inc.$393,715,837
72Kestra Financial, Inc$423,079,103
71Royal Alliance Associates Inc.$466,839,000
70Waddell & Reed Financial Advisors$487,411,769
69Securities America Inc.$535,725,000
68Cetera Advisor Networks$572,967,406
67Cambridge Investment Research, Inc.$711,466,662
66Equitable Advisors, LLC$727,544,586
65Lincoln Financial Network$747,358,442
64Northwestern Mutual $756,221,640
63Wells Fargo Advisors Financial Network$910,827,000
62Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,068,709,779
61Raymond James Financial Services Inc.$1,790,201,621
60Ameriprise Financial Services, LLC$3,944,981,975
59LPL Financial LLC$4,049,382,532
58vFinance Investments Inc.
57Wall Street Access
56Cantella & Co. Inc.
55TFS Securities Inc.
54Protected Investors of America Inc.
53SA Stone
52Financial Telesis Inc.
51First Republic Securities Co.
50Financial Services International Corp.
49Quincy Cass Associates Inc.
48Packerland Brokerage Services Inc.
47ING Advisor Network Inc.
46D.A. Davidson & Co.
45Williams Financial Group
44Finance 500 Inc.
43Foresters Equity Services Inc.
42GBS Financial Corp.
41Ausdal Financial Partners
40Equity Services Inc.
39Harbor Financial Services LLC
38TriCor Financial LLC
37Cutter & Company, Inc.
36Correll Co. Investment Services Corp.
35Calton & Associates Inc.
34Coordinated Capital Securities Inc.
33Bernardi Securities Inc.
32Allstate Financial Services LLC
31Securities Management and Research
30World Capital Brokerage, Inc.
29Century Securities Associates Inc.
28Capital Analysts Inc.
27Schwab Independent Branch Services (Franchise)
26Edward Jones
25Broker Dealer Financial Services Corp.
24Berthel Fisher & Co. Financial Services Inc.
23BCG Securities, Inc.
22Thurston Springer Miller Herd & Titak
21Alden Investment Group
20Arkadios Capital
19Vanderbilt Financial Group
18Advisor Group
17Atria Wealth Solutions
16CoastalOne
15Nations Financial Group
14Hilltop Securities Independent Network Inc.
13Bolton Global Capital
12LifeMark Securities Corp.
11Synergy Investment Group
10Park Avenue Securities LLC
9Leonard & Co.
8MetLife Inc.
7New England Securities Inc.
6Tower Square Securities Inc.
5Walnut Street Securities Inc.
4Foothill Securities Inc.
3Wunderlich Securities Inc.
2WRP Investments Inc.
1National Securities Corp.

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.