Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenue ▲
138Trustmont Financial Group Inc.0
137Avantax Investment Services, Inc.0
136Quest Capital Strategies Inc. 0
135Capital Investment Co.0
134Trutoro$715,026
133Alden Investment Group$1,663,424
132World Capital Brokerage, Inc.$2,000,000
131Securities Management and Research$5,274,875
130Infinity Financial Services $5,333,418
129Fortune Financial Services, Inc.$16,202,698
128Nationwide Planning Associates, Inc.$17,322,669
127SCF Securities Inc.$22,556,564
126Founders Financial$24,958,171
125Arete Wealth$25,796,981
124Spire Investment Partners LLC$26,295,590
123David A. Noyes & Company$28,554,000
122CFD Investments Inc.$31,497,717
121Kalos Capital Inc.$35,222,300
120LaSalle St. Securities LLC$37,800,000
119Harbour Investments Inc.$43,799,000
118Crown Capital Securities L.P.$44,425,598
117Equity Services Inc. $45,600,000
116The Strategic Financial Alliance Inc.$49,873,214
115The Investment Center Inc.$50,313,335
114Berthel Fisher & Co. Financial Services Inc.$50,403,323
113Prospera Financial Services Inc.$50,793,307
112The Leaders Group$52,919,921
111Parkland Securities, LLC$53,219,827
110The O.N. Equity Sales Co.$62,826,417
109Kovack Securities, Inc.$74,590,000
108PlanMember Securities Corp.$85,648,000
107Investacorp Inc.$92,081,556
106Transamerica Financial Advisors, Inc.$93,818,089
105Sigma Financial Corp.$99,776,904
104J.W. Cole Financial Inc.$104,599,500
103Hornor, Townsend & Kent, LLC$107,210,062
102KMS Financial Services, Inc.$108,414,395
101Concourse Financial Group Securities, Inc.$109,275,034
100Questar Capital Corp.$110,689,000
99United Planners Financial Services$110,946,128
98Geneos Wealth Management Inc.$111,914,040
97Grove Point Financial, LLC$114,698,000
96Securities Service Network LLC$118,223,000
95Ameritas Investment Company/Ameritas Advisory Services$136,300,000
94Independent Financial Group, LLC$139,275,200
93Cetera Financial Specialists$144,218,713
92Centaurus Financial, Inc.$147,027,885
91Cadaret, Grant & Co. Inc.$158,485,962
90Summit Brokerage Services, Inc.$161,930,427
89M Holdings Securities Inc. (M Securities)$165,516,984
88CUNA Brokerage Services Inc.$172,600,000
87Park Avenue Securities LLC$183,796,000
86Triad Advisors, LLC$183,881,316
85American Portfolios Financial Services Inc.$190,145,579
84First Allied Securities, Inc.$231,450,576
83FSC Securities Corp.$281,119,481
82Cetera Financial Institutions$283,972,202
81Woodbury Financial Services$285,583,941
80Principal Securities, Inc. $299,698,627
79Lincoln Investment Planning, LLC$309,700,000
78Securian Financial Services Inc.$347,200,000
77Cetera Advisors$351,213,669
76SagePoint Financial Inc.$351,696,921
75Signator Investors Inc.$423,282,493
74Voya Financial Advisors Inc.$429,303,966
73Kestra Financial, Inc$475,417,323
72Waddell & Reed Financial Advisors$476,612,275
71Royal Alliance Associates Inc.$483,859,884
70Cetera Advisor Networks$569,678,779
69Securities America Inc.$637,300,000
68Lincoln Financial Network$740,186,365
67Equitable Advisors, LLC$786,527,198
66Cambridge Investment Research, Inc.$811,395,992
65Wells Fargo Advisors Financial Network$990,794,849
64Northwestern Mutual $1,034,487,000
63MML Investors Services, LLC$1,050,377,000
62Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,241,571,969
61Raymond James Financial Services Inc.$2,071,000,000
60Ameriprise Financial Services, LLC$4,259,992,326
59LPL Financial LLC$4,281,481,086
58WRP Investments Inc.
57National Securities Corp.
56vFinance Investments Inc.
55Wall Street Access
54Cantella & Co. Inc.
53TFS Securities Inc.
52Protected Investors of America Inc.
51NEXT Financial Group, Inc.
50SII Investments Inc.
49SA Stone
48Financial Telesis Inc.
47First Republic Securities Co.
46Financial Services International Corp.
45Quincy Cass Associates Inc.
44Packerland Brokerage Services Inc.
43National Planning Corporation (NPC)
42Investment Centers of America Inc.
41D.A. Davidson & Co.
40Williams Financial Group
39Finance 500 Inc.
38Foresters Equity Services Inc.
37INVEST Financial Corp.
36Ausdal Financial Partners
35Harbor Financial Services LLC
34TriCor Financial LLC
33ING Advisor Network Inc.
32Calton & Associates Inc.
31St. Bernard Financial Services Inc.
30Bernardi Securities Inc.
29Allstate Financial Services LLC
28GBS Financial Corp.
27Cutter & Company, Inc.
26Correll Co. Investment Services Corp.
25Coordinated Capital Securities Inc.
24Schwab Independent Branch Services (Franchise)
23Edward Jones
22Century Securities Associates Inc.
21Capital Analysts Inc.
20Broker Dealer Financial Services Corp.
19Thurston Springer Miller Herd & Titak
18BCG Securities, Inc.
17Arkadios Capital
16Vanderbilt Financial Group
15Advisor Group
14Atria Wealth Solutions
13CoastalOne
12Nations Financial Group
11Hilltop Securities Independent Network Inc.
10Synergy Investment Group
9Bolton Global Capital
8Leonard & Co.
7MetLife Inc.
6New England Securities Inc.
5Tower Square Securities Inc.
4Walnut Street Securities Inc.
3LifeMark Securities Corp.
2Foothill Securities Inc.
1Wunderlich Securities Inc.

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.